No. 87-7776.United States Court of Appeals, Eleventh Circuit.
October 27, 1988.
Page 1480
Wanda J. Cochran, Silver, Voit Inge, Mobile, Ala., for petitioner-appellant.
Don Siegelman, Atty. Gen., P. David Bjurberg, Asst. Atty. Gen., Montgomery, Ala., for respondent-appellee.
Appeal from the United States District Court for the Southern District of Alabama.
Before RONEY, Chief Judge, JOHNSON, Circuit Judge, TIDWELL[*] , District Judge.
G. ERNEST TIDWELL, District Judge.
[1] In this case, Petitioner, Jere Chatom appeals from the federal district court’s order denying his petition for habeas corpus[2] BACKGROUND
[3] Chatom’s murder convictions resulted from the shooting deaths of two sheriff’s deputies in Mobile County, Alabama on November 17, 1975. The circumstances of the deputies’ deaths are adequately described in Chatom v. State, 348 So.2d 828
(Ala.Crim.App. 1976), rev’d 348 So.2d 838 (Ala. 1977), on remand 348 So.2d 843 (Ala.Crim.App. 1977).
Page 1481
[5] The state’s evidence against Chatom at his trial included the results of an “atomic absorption test” performed on the body of Chatom’s accomplice, Wilson. See Chatom, 348 So.2d at 831. The atomic absorption test allegedly indicates whether a person recently fired a gun. The state, by use of the negative results of the test performed on Wilson’s body, sought to prove that Wilson did not fire a gun prior to his death on November 17, 1975; the inference rising from such evidence being that if Wilson did not fire a gun on that day someone else, presumably Chatom, fired the shots which killed the deputies. [6] The state introduced the test results at the conclusion of its case-in-chief through the testimony of Dr. John McDuffie. Dr. McDuffie, a criminal investigator for the Alabama Department of Toxicology, administered the atomic absorption test to swabs taken from Wilson’s body, apparently after the body had been dragged from the place of the incident and after the body had been embalmed. With Dr. McDuffie on the stand, the prosecutor introduced the results of the test in the following manner:Q. Doctor, who do you work for?
A. The Alabama Department of Toxicology in Criminal Investigation.
Q. Where are you located, Doctor.
A. At Auburn, Alabama.
Q. How long have you been with the department?
A. Approximately three years.
Q. What kind of degrees do you have, please, sir?
A. I have a B.S. in chemistry from Emory University. I have a Ph.D. from Auburn University.
Q. Over the past three years have you had an opportunity to work a machine or an examination called atomic absorption?
A. Yes, I have.
Q. Explain to the jury what that is please, sir.
A. This is a machine that analyzes for certain elements by atomizing the elements due to heat. In other words, what it does is simply vaporize the elements into a light path. Once the elements are in the light path they are picked up by a light path and the machine can analyze as to the amount present or the particular elements present based on the particular light beam that you put through it.
Q. Does this particular test also or will it, along with a number of other things, determine primer residues?
A. Yes, sir.
. . . . .
Q. Do you have an opinion as to whether or not there was any primer residues on these swabs?
A. Yes, sir.
Q. What is that opinion?
A. My tests failed to reveal the presence of certain elements consistent with primer residues.
Q. Is that consistent with a person not having fired a recently fired weapon?
A. Yes, sir.
[7] Chatom, 348 So.2d at 831-32. [8] The state proffered this predicate and expert opinion without any objection by Chatom’s counsel. The failure to offer any objection on the part of Chatom’s counsel occurred despite the fact that the prosecution failed to inform defense counsel of the existence of such test results prior to the commencement of trial as required by an order of the court mandating the production of “any and all reports, examinations, tests, ballistics, or other material completed by the Department of Toxicology.” See Trial Transcript at 7 (Order, Motion to Produce — Granted as to Counts 1, 2, 4, 5, 6 and 7, Denied as to Count 3). [9] After failing to object to the introduction of the credentials of the expert witness and the opinion proffered by Dr. McDuffie, Chatom’s counsel cross-examined the expert as follows:Q. Is this test infallible?
A. No, sir.
Q. Have you ever run such a test on Milo Sennett?
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A. I am not certain as to whether I have or not, sir.
Q. You know who I’m talking about Mr. Milo Sennett?
A. Yes, sir.
Q. What is the accuracy percentage of this machine, of this test, in the last survey that you’ve made?
A. I’m not certain, sir. On tests that I have run myself where I know a gun has been fired, is that what you’re asking. I would guess, sir, it’s in the neighborhood of 75 to 80 percent of the time.
Q. That is all? Seventy-five to eighty percent of the time?
A. Yes, sir.
[10] Chatom, 348 So.2d at 832. [11] Following the cross-examination of Dr. McDuffie, Chatom’s counsel made a motion to exclude the evidence introduced through McDuffie’s testimony; the trial court reserved judgment on the motion. In response to McDuffie’s testimony, Chatom’s counsel recalled one of the state’s witnesses, Mr. Milo Sennett, a state toxicologist, eliciting the following:Q. . . . have you ever heard of the atomic absorption test for primer residue?
A. Yes, I have.
Q. Are you familiar with the test?
A. I am. I know a little bit about it but I wouldn’t say that I know a lot about it.
Q. In connection with your work have you ever undergone — in connection with your work in the Department of Toxicology have you ever undergone that test on yourself?
A. Yes, I have.
Q. And have you ever undergone that test with a 38 caliber pistol such as that?
A. I have fired several 38 caliber pistols.
Q. All right, and what — did you take a swab of some sort and . . .
A. Some swabs were taken of my hands.
Q. All right, and were those in turn examined under the atomic absorption primer residue test?
A. They were.
Q. Did it come back affirmative or negative?
A. On one test that I know about the results came back there was not a significant level of residues on my hand.
Q. In other words, it was negative?
A. It was inconclusive.
Q. Which means did not tell whether you fired a gun or not?
A. That’s correct.
[12] Id. [13] At the conclusion of Sennett’s testimony the court addressed Chatom’s motion to exclude the results of the atomic absorption test through the following colloquy:THE COURT: The only thing that has not been ruled upon is the question of the admissibility of the test performed by Dr. McDuffie. If you have any cases you want submit [sic] to me at this time you can go ahead.
* * * * * *
MR. VALESKA [Assistant District Attorney]: Your Honor, I can cite to this Court, 50 A.L.R.3d 117, the neutron activation test that was admitted and in that the Court of Appeals for the Second Circuit in New York held that, “The Court noted that a strong showing of unreliability must be made in the trial court,” and we submit that has not been made. We cite — there are numerous cases in here, Judge. This is another new type test they use to find bombs in mail …
MR. ALONZO [Chatom’s counsel]: Judge, this has nothing to do with putting something on a man’s hand. This neutron activation, I don’t know what that is.
MR. VALESKA: Well, you didn’t know what the other one was either.
MR. ALONZO: That’s right, and you haven’t told us …
(Mr. Alonzo and Mr. Valeska speak at once.)
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MR. VALESKA: We submit it to the Court for the Court’s perusal if you wish. That’s our authority.
(Cases submitted to the Court.)
[14] Id. at 832-33. [15] Following the evidence phase of the trial, the jury returned general verdicts of guilty to two counts of murder in the first degree. The trial judge sentenced Chatom to two life terms of imprisonment. [16] The Alabama Court of Criminal Appeals subsequently overturned Chatom’s conviction, remanding the case for a new trial. The court based its decision upon its finding that the trial court admitted the results of the atomic absorption test without a proper predicate. Chatom, 348 So.2d at 834. The court specifically found:THE COURT: Motion is denied. Gentlemen, you have about 30 minutes.
[17] Id. at 833. By so finding, the Alabama state court held that the trial court wrongly denied Chatom’s motion to exclude the evidence of the atomic absorption test. Id. at 834. [18] On rehearing, the Court of Criminal Appeals, in a per curiamno testimony concerning the exact time the swabs were taken from Wilson’s body. In addition there was no testimony indicating the lapse of time between the shooting or the taking of the swabs, and the time when Dr. McDuffie tested the swabs for gun residue. Needless to say, we are totally without knowledge as to what effect a delay would have on the accuracy of the test. In addition there is no testimony that the 75% to 85% figure would apply to a shotgun as opposed to a pistol where the muzzle is in close proximity to the hand. Thus, the accuracy of the test was not sufficiently established by the State.
Page 1484
the United States District Court for the Southern District of Alabama. Subsequent to the appointment of counsel, the United States Magistrate for the Southern District of Alabama, recommended that the petition be denied based upon the state court record. Substitute counsel for Chatom filed objections to the recommendation and later sought and was granted leave to amend the original petition. The Magistrate recommended that the amended petition be denied based upon his previous recommendations and upon a finding that two of the petition’s amended claims were procedurally barred under Wainwright v. Sykes, 433 U.S. 72, 97 S.Ct. 2497, 53 L.Ed. 2d 594 (1977).
[23] On August 31, 1987, United States District Judge for the Southern District of Alabama entered an order denying the petitioner habeas corpus relief. This appeal from the order of the district court followed.[24] DISCUSSION
[25] Petitioner asserts various claims of error by the district court in denying petitioner’s petition for a writ of habeas corpus. Finding petitioner’s claim of ineffective assistance of counsel at trial to be meritorious, we do not deem it necessary to address any other claims of error presented by petitioner.
[29] Strickland, 466 U.S. at 685, 104 S.Ct. at 2063, 80 L.Ed.2d at 692. Thus, the Court has recognized that the “the right to counsel is the right to effective assistance of counsel.” McMann v. Richardson, 397 U.S. 759, 771 n. 14, 90 S.Ct. 1441, 1449 n. 14, 25 L.Ed.2d 763, 773 (1970). [30] When addressing claims of ineffective assistance of counsel, the Supreme Court has instructed that “[t]he benchmark for judging any claim of ineffectiveness must be whether counsel’s conduct so undermined the proper functioning of the adversarial process that the trial cannot be relied on as having produced a just result.” Strickland, 466 U.S. at 686, 104 S.Ct. at 2064, 80 L.Ed.2d at 692-93. The specific test enunciated by the Court for analyzing ineffective assistance claims is:That a person who happens to be a lawyer is present at trial alongside the accused … is not enough to satisfy the constitutional command. The Sixth Amendment recognizes the right to the assistance of counsel because it envisions counsel’s playing a role that is critical to the ability of the adversarial system to produce just results. An accused is entitled to be assisted by an attorney, whether retained or appointed, who plays the role necessary to ensure that the trial is fair.
Page 1485
[31] Strickland, 466 U.S. at 687, 104 S.Ct. at 2064, 80 L.Ed.2d at 693. [32] A. DEFICIENT PERFORMANCEFirst, the defendant must show that counsel’s performance was deficient. This requires showing that counsel made errors so serious that counsel was not functioning as the “counsel” guaranteed the defendant by the Sixth Amendment.
Second, the defendant must show that the deficient performance prejudiced the defense. This requires showing that counsel’s errors were so serious as to deprive the defendant of a fair trial, a trial whose result is reliable. Unless a defendant makes both showings, it cannot be said that the conviction or death sentence resulted from a breakdown in the adversarial process that renders the result unreliable.
[36] Chatom, 348 So.2d at 831 (emphasis added). While a court reviewing counsel’s conduct in an ineffectiveness claim is not to judge the actions hindsight, see Strickland, 466 U.S. at 689, 104 S.Ct. at 2065, 80 L.Ed.2d at 694, it is clear that at the time the evidence was being introduced it would be prejudicial to Chatom’s case. Chatom’s trial counsel failed, however, to make any contemporaneous objection to either the qualifications of the expert, the conditions under which the administration of the test occurred or the reliability of the test in general. SeeThe most damaging evidence against the appellant [at trial] consisted of the results of an `atomic absorption test.’ The atomic absorption test allegedly will show whether a person has recently fired a gun. The State, by use of the atomic absorption test sought to show that Wilson had not fired a gun on November 17, 1975. If Wilson did not fire a gun on the day in question, then there would be a
Page 1486
strong inference that someone else, possibly the appellant, shot [the deputies].
In making [a prejudice] determination, a court hearing an ineffectiveness claim must consider the totality of the evidence before the . . . jury. Some of the factual findings will have been unaffected by the errors, and factual findings that were affected will have been affected in different ways. Some errors will have had a pervasive effect on the inferences to be drawn from the evidence, altering the entire evidence picture, and some will have had an isolated, trivial effect. Moreover, a verdict or conclusion only weakly supported by the record is more likely to have been affected by errors than one with overwhelming record support.
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[42] Id. at 695-96, 104 S.Ct. at 2069, 80 L.Ed.2d at 698-99. The state’s entire case against Chatom consisted of circumstantial evidence. Evidence of the atomic absorption test could raise or may have supported a multitude of inferences damaging to Chatom See Chatom, 348 So.2d at 830-31. Due to the general verdicts rendered by the jury which may have convicted Chatom on one of two different theories of liability, this court cannot say that evidence of the atomic absorption test did not have a prejudicial affect upon the jury’s verdict. The protracted appellate history of this case indicates that the question of Chatom’s guilt beyond a reasonable doubt is a close one. See generally Chatom, 348 So.2d 828 (Ala.Crim.App. 1976), rev’d 348 So.2d 838 (Ala. 1977) on remand 348 So.2d 843 (Ala.Crim.App. 1977). While a timely objection by Chatom’s counsel may have not excluded the evidence of the atomic absorption test, the lack of any objection clearly prejudiced Chatom since the adversarial testing contemplated by the Sixth Amendment did not occur. Additionally, the failure of Chatom’s trial counsel to object later foreclosed Chatom from raising the issue of improper admission of the test on appeal due to the Alabama Supreme Court’s determination that the issue was procedurally defaulted by counsel’s failure to contemporaneously object. [43] Given the close question of Chatom’s guilt beyond a reasonable doubt under one or both of the prosecution’s theories and the form of the verdicts which do not indicate the theory upon which the jury based its verdict, we find that absent counsel’s errors concerning the atomic absorption test there is a reasonable probability that the result of the proceeding may have been different.[44] CONCLUSION
[45] For the foregoing reasons we conclude that the petitioner has overcome the strong presumption of attorney competence and has shown that counsel’s performance in regard to the atomic absorption test fell below the objective standard of reasonableness and that such errors caused the petitioner prejudice. We conclude that the district court’s finding to the contrary is clearly erroneous, and that any decision to the contrary would be manifest error and would not be supported by the record. Accordingly, the decision of the district court is reversed and the case is remanded to the district court with instructions to issue the writ of habeas corpus conditioned on the state’s right to retry the petitioner within a reasonable time.
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