No. 84-5679.United States Court of Appeals, Eleventh Circuit.
June 24, 1986.
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Leon Kellner, U.S. Atty., Miami, Fla., William Kanter, Appellate Staff, Civil Div., Dept. of Justice, Michael Jay Singer, Washington, D.C., for defendants-appellants.
Thomas R. Kline, Brown, Roady, Bonvillian Gold, Chartered, Mary D. Dick, Washington, D.C., Ira Kurzban, Miami, Fla., for plaintiffs-appellees.
Appeal from the United States District Court for the Southern District of Florida.
Before CLARK, Circuit Judge, HENDERSON[**] , Senior Circuit Judge, and HOFFMAN[***] , Senior District Judge.
WALTER E. HOFFMAN, Senior District Judge:
[1] This is an appeal from an interim award of attorneys’ fees under the Equal Access to Justice Act, 28 U.S.C. § 2412(d) (1982) (EAJA). EAJA was amended, effective August 5, 1985, with the passage of Public Law 99-80. Section 7 of that law provides:[2] Paragraph (a) clearly applies to the present case, which has been pending since 1979. Paragraph (b) applies to those cases which were initiated after the sunset provision of the original EAJA took effect on September 30, 1984, and before the amendments were enacted. Consequently Paragraph (b) has no relevance to the case before this court. [3] On May 9, 1979, the Haitian Refugee Center and eight individual Haitians brought a class action on behalf of over 4,000 Haitians who had petitioned for political asylum in this country. The suit challenged the legality of the “Haitian Program.” This program was instituted by the Immigration and Naturalization Service (INS) in the summer of 1978 to accelerate the processing of the applications made by Haitians for asylum. After a non-jury trial, the district court, in a lengthy opinion dated July 2, 1980, found for the plaintiffs. Haitian Refugee Center v. Civiletti, 503 F. Supp. 442 (S.D.Fla. 1980) (hereinafter Haitian I).(a) In General. — Except as otherwise provided in this section the amendments made by this Act shall apply to cases pending on or commenced on or after the date of the enactment of this Act.
(b) Applicability of Amendments to Certain Prior Cases. — The amendments made by this Act shall apply to any case commenced on or after October 1, 1984, and finally disposed of before the date of the enactment of this Act, except that in any such case, the 30-day period referred to in section 504(a)(2) of Title 5, United States Code, or section 2412(d)(1)(B) of Title 28, United States Code, as the case may be, shall be deemed to commence on the date of the enactment of this Act.
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[4] The district court ordered the government to submit a plan for reprocessing the applications for asylum to the court for its approval. The district court also enjoined further deportation proceedings against class members until the reprocessing plan had been approved by the court. The government then filed a Motion to Enter Judgment pursuant to Fed.R.Civ.P. 58. The district court denied the government’s motion on August 11, 1980, ruling that its July 2, 1980, order was “far from final.” The government then filed its Notice of Appeal on August 27, 1980, and subsequently submitted its reprocessing plan to the district court on December 24, 1980. [5] On appeal, this court[1] affirmed the district court’s decision with some modifications on May 24, 1982. Haitian Refugee Center v. Smith, 676 F.2d 1023 (5th Cir. Unit B 1982) (hereinafter Haitian II), and our mandate was issued on July 28, 1982. [6] After the appeal, between August 18, 1982, and March 1, 1983, the plaintiffs filed applications for attorneys’ fees pursuant to EAJA. The matter was referred to a U.S. Magistrate, who recommended that attorneys’ fees and costs should be allowed in the amount of $221,873.86. The district court adopted the Magistrate’s report with some modifications and awarded a total of $441,094.98. The government appeals this award on a number of grounds. [7] AppealabilityPage 1494
[13] The Court further stated in Coopers Lybrand v. Livesay, 437 U.S. 463, 98 S.Ct. 2454, 57 L.Ed.2d 351 (1978), that to “come within the `small class’ of decisions excepted from the final judgment rule by Cohen, the order must conclusively determine the disputed question, resolve an important issue completely separate from the merits of the action, and be effectively unreviewable on appeal from a final judgment.” Id. at 468, 98 S.Ct. at 2458. [14] It is clearly evident that the district court’s order awarding attorneys’ fees is appealable under Cohen and its progeny. The court’s award finally disposes of the issue of attorneys’ fees for litigating the case until this point. Whether the plaintiffs are entitled to an award of attorneys’ fees under the EAJA is separate and collateral to the litigation on the merits. This court has implicitly ruled that such orders are appealable i Jonas v. Stack, 758 F.2d 567 (11th Cir. 1985). Therefore, we hold that the district court’s order awarding attorneys’ fees is a final decision and is appealable under Cohen. [15] Timeliness[17] 28 U.S.C. § 2412(d)(1)(B). [18] The EAJA is a waiver of sovereign immunity, and as such it must be strictly construed. Action on Smoking and Health v. Civil Aeronautics Board, 724 F.2d 211, 225 (D.C. Cir. 1984). The condition that the applications for attorneys’ fees must be filed within 30 days of the final judgment in the action is jurisdictional. Id. at 225; Clifton v. Heckler, 755 F.2d 1138, 1144 (5th Cir. 1985). “The United States, as sovereign, is immune from suit save as it consents to be sued, and the terms of its consent to be sued in any court define that court’s jurisdiction to entertain the suit.” United States v. Sherwood, 312 U.S. 584, 61 S.Ct. 767, 85 L.Ed. 1058 (1941) (citations omitted). Therefore, if the applications were untimely filed, the district court lacked jurisdiction to award any attorneys’ fees. [19] The government contends that this court’s decision in Haitian I was the “final judgment” within the meaning of the EAJA. That decision was issued on May 24, 1982, with our mandate not being issued until July 21, 1982. The first application was not filed until August 18, 1982. Therefore, according to the government, the applications were untimely filed because they were filed more than thirty days after May 24, 1982. [20] Courts interpreting the language of the original EAJA are divided regarding the initiation of the 30-day time period. Some courts have held that it begins when the district court enters its final judgment order. See McQuiston v. Marsh, 707 F.2d 1082, 1085 (9th Cir. 1983); Paskel v. Heckler, 581 F. Supp. 15A party seeking an award of fees and other expenses shall, within 30 days of final judgment in the action, submit to the court an application for fees and other expenses.
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attorneys’ fees under the EAJA. We held that the 30 days for filing an application for attorneys’ fees would begin to run when the district court entered an order making the judgment of this court the order of the district court. Id. at 349-50. In so ruling, we stated that “[a]t least two circuit courts have construed `final judgment’ to mean final judgment in the district court. While we agree with this construction when the non-government party prevails below, to require a losing party below to file such an application would be senseless. No other circuit court has yet considered the issue in this context. We conclude that when the non-government party loses in district court but prevails on appeal, it must file its application for fees under the EAJA within 30 days of the judgment of the appellate court.” Id. at 349 (citations omitted).
[22] Gold Kist is inapplicable to the case at bar. Unlike Gold Kist, the non-government parties in this case have prevailed in the district court. This case is more analogous to Guthrie v. Schweiker, 718 F.2d 104 (4th Cir. 1983). In Guthrie, the plaintiff sought attorneys’ fees under the EAJA for successfully challenging the Secretary’s denial of Social Security disability benefits. The district court remanded the case for a second time to the Secretary for the taking of additional evidence. On remand, the Secretary rendered a favorable decision for the plaintiff. The plaintiff filed copies of the ALJ’s decision and the Secretary’s final decision, moved for affirmance of the decision, and filed an application for fees under the EAJA. The district court held that the application was untimely and therefore denied the request for fees. [23] The Fourth Circuit reversed, holding that the order remanding the case to the Secretary was not final. The court stated, “The phrase `final judgment’ as used in the EAJA had the same meaning as in Fed.R.Civ.P. 54 which defines judgment as `a decree and any order from which an appeal lies.'” Id. at 106. [24] In the case at bar, the district court has never entered a final judgment. The district court specifically denied the government’s motion for entry of a final judgment under Fed.R.Civ.P. 58. The appeal to this court in Haitian II was brought by the government under 28 U.S.C. § 1292(a) as an appeal from an interlocutory order granting an injunction. In fact, the district court has still not entered a final judgment to this day.[2] Therefore, it is impossible for the 30-day time limit to have run since it has not yet begun. Gold Kist addressed only those occasions on which the non-government party loses in the district court but wins on appeal. When Congress amended EAJA, effective August 5, 1985, the Committee on the Judiciary explained that it adopted the interpretation of those courts which have held that final judgment occurs when the time to appeal has run.[3] Consequently, since the district court has not entered final judgment, since the thirty-day limit has not begun, and since the time to appeal has not run, the application for attorneys’ fees was timely filed. [25] Additionally, the legislative history of the EAJA amendments states that fee petitions may be filed before a final judgment.[4] The EAJA, as amended, thus follows the trend of decisions under other fee statutes which permit interim fee awards in appropriate circumstances. See Gaines v. Dougherty County Board of Education, 775 F.2d 1565 (11th Cir. 1985);Page 1496
Jonas, 758 F.2d at 567. In this case the plaintiffs have prevailed on the issue of enjoining the Haitian Program as conducted by the INS. Since this issue is central to the case, plaintiffs are entitled to an interim fee award.
[26] Substantial JustificationPage 1497
Mediation Board, 775 F.2d 1284 (5th Cir. 1985); United States v. Yoffe, 775 F.2d 447 (11th Cir. 1985).[8]
[30] The standard for substantial justification is one of reasonableness. The government must show “that its case had a reasonable basis both in law and fact.” H.R. Rep. No. 1418 at 10, U.S. Code Cong. Admin.News 1980 at 4989; S.Rep. No. 253 at 6 Ashburn, 740 F.2d at 850; White, 740 F.2d at 839; Miller, 753 F.2d at 274; Morris, 728 F.2d at 499; Wolverton v. Heckler, 726 F.2d 580, 583 (9th Cir. 1984); McDonald, 726 F.2d at 316; Matthews v. United States, 713 F.2d at 683; S H Riggers, 672 F.2d at 430; KKK, 679 F.2d at 68. Because Congress in 1980 rejected a standard of “reasonably justified” and selected “substantially justified,” the test is actually more than mere reasonableness. Spencer, 712 F.2d at 557; Enerhaul,1) clarity of the governing law;
2) foreseeable length and complexity of the litigation;
3) consistency of the government’s position.
[32] Spencer, 712 F.2d at 559-60. The present case was obviously long and complex, and the government could easily foresee that it would be. The clarity of the governing law varied considerably from issue to issue as did the consistency of the government’s position. On some issues, the government was very consistent. On others, however, the government was quite fickle. [33] During the course of the litigation, the government contested numerous issues including mootness, ripeness, justiciability, exhaustion of administrative remedies, standing, jurisdiction, due process, equal protection, political question, and the burden of proof. The government now contends that its position was substantially justified in pressing its jurisdiction, exhaustion of administrative remedies, due process and equal protection arguments. The government also contends that its objections were reasonable in regard to the district court’s fact finding on the conditions in Haiti and the court’s shifting the burden from the asylum applicant to the INS. The government has therefore apparently conceded that its position as to the other issues it contested during the course of the litigation were unreasonable. We will therefore confine our examination to only those issues on which the government still contends it was substantially justified. [34] Jurisdiction IssuePage 1498
judges to suspend deportation hearings upon the alien’s assertion of a claim for asylum; 2) the establishment by immigration judges of arbitrary time limits within which an asylum application had to be filed; 3) mass scheduling of deportation hearings and asylum interviews; 4) conduct of asylum interviews in an arbitrary and oppressive manner; 5) failure of INS to maintain a verbatim record of asylum interviews; 6) failure to maintain prior asylum decisions for public inspection; 7) failure to allow inspection of the record of asylum proceedings and of non-record material upon which the defendants relied in making asylum determinations; 8) arbitrary and erroneous classification of all asylum claims as clearly lacking in substance; 9) issuance of form letter denials which contained no statement of the grounds for denial of asylum; 10) failure to forward all evidence supportive of the asylum claim to the State Department for its evaluation; 11) failure of the State Department to evaluate asylum claims fairly; 12) taking of statements from the plaintiffs without advising them of their right to remain silent and of the possible use of these statements against them in subsequent asylum and deportation hearings; 13) refusal of INS to allow HRC to inform asylum applicants of the availability of free legal services; and 14) incarceration or official intimidation of plaintiffs who exercised their fifth amendment right against self-incrimination.
[36] The complaint, in Counts 15 and 16, made the following general allegations of violations of the equal protection and due process guarantee of the Constitution: 15) discrimination based on national origin; and 16) denial of fundamental fairness. The district court and this court rejected the government’s argument on the ground that the suit was not challenging any particular order of deportation. It was, instead, challenging the entire process as applied to a class of over 4,000 people. In so holding we emphasized the factual uniqueness and the narrowness of our holding. Haitian II, 676 F.2d at 1032-33. [37] The government relied upon language in three Supreme Court cases. As we stated in Haitian II, the Supreme Court’s analysis broadly suggested “that any attack upon the proceeding in which a deportation order was entered or any matter `intimately and immediately associated’ with the final order or `governed by the regulations applicable to the deportation proceeding itself, and . . . ordinarily presented to the special inquiry officer who entered the deportation order would fall within the court of appeals’ exclusive jurisdiction under section 106(a)” Haitian II, 676 F.2d at 1032-33 (quoting Cheng Fan Kwok v. INS, 392 U.S. 206, 217, 88 S.Ct. 1970, 1976-77, 20 L.Ed.2d 1037 (1968)). [38] We further stated that “it is arguable that Count One (failure to suspend the deportation hearing) is reviewable only in the court of appeals. The ruling at issue was made by the immigration judge during the course of the deportation hearing, was a matter governed by INS Operations Instructions, and presumably would be reviewable by the Board of Immigration Appeals (BIA) upon appeal of the deportation order itself. Whether counts two and three allege actions within section 106(a) jurisdiction is even more ambiguous.” Haitian II, 676 F.2d at 1033. It is clear that the government’s position was reasonable on this issue and, therefore, substantially justified. [39] ExhaustionPage 1499
case sub judice were not seeking review of any individual proceeding. Instead they were challenging the entire procedure used by the INS to process asylum applications.
[41] The Supreme Court has stated that it is “unrealistic to expect that the Secretary would consider substantial changes in the current administrative review system at the behest of a single aid recipient raising a constitutional challenge in an adjudicatory context.” Mathews v. Eldridge, 424 U.S. 319, 330, 96 S.Ct. 893, 900, 47 L.Ed.2d 18 (1976). We characterized it as equally “naive” to believe that the INS or BIA would revise its procedures at the behest of a single alien facing deportation Haitian II, 676 F.2d at 1034. We do not believe it was reasonable for the government, in light of Mathews, to believe that the district court would exercise its discretion in a manner which would foreclose any meaningful review of the procedures the INS employed in the Haitian program. [42] Shifting the BurdenPage 1500
was unreasonable for the government to engage in a long protracted defense in a complex case, when it was clear from the caselaw that the plaintiffs would prevail on the singular basis of the INS violating its own regulations. Matthews v. United States, 713 F.2d at 683. Therefore, assuming the government was correct as to the due process and equal protection issues, it was patently unreasonable to carry on this litigation when the plaintiffs were entitled to relief under an alternative basis.
[47] In conclusion, we hold that the government was substantially justified only in contesting the jurisdiction of the district court as to Counts One through Three. In Matthews v. United States, this court adopted the approach followed by the Third Circuit. We held that the “United States is only responsible for `that portion of the expenses attributable to its unjustified positions.'” 713 F.2d at 684 (quoting Goldhaber v. Foley, 698 F.2d 193, 197 (3d Cir. 1983). But, in the case at bar, the issues raised in Counts One through Three involved the same factual bases as the remaining counts. Furthermore, the issues were intertwined with the remaining legal theories. In such cases the “lawsuit cannot be viewed as a series of discrete claims” and the attorneys should be fully compensated for their work on the case as a whole. Hensely v. Eckerhart, 461 U.S. 424, 435, 103 S.Ct. 1933, 1940, 76 L.Ed.2d 40 (1983). Therefore, the district court did not abuse its discretion in awarding attorneys’ fees for the case as a whole. [48] Fees for FeesPage 1501
at reasonable rate for preparation of fee petition) Schuenemeyer v. United States, 776 F.2d 329, 333 (Fed. Cir. 1985) (attorney fees incurred in the preparation of fee application are compensable); Tyler, 695 F.2d at 77 (amount of recovery may include time spent preparing and prosecuting motion for attorney fees). In order to grant plaintiffs full vindication of their rights under EAJA, we uphold the district court’s award of attorney fees to fee counsel, Mr. Kline and Ms. Hudsmith. We do not have the issue of the district court’s method of computing fees before us because the government has waived this issue. Consequently, we make no ruling on the district court’s award of an hourly rate above the statutory maximum or its award of a cost of living increase. “In the last analysis, however, the fulfillment of the congressional purpose depends upon the ultimate judgment of the district court, not just the mechanical application of established principles.” Johnson v. University College of the University of Alabama in Birmingham, 706 F.2d 1205, 1211 (11th Cir. 1983) (award of attorney fees under Civil Rights Attorneys Fees Awards Act). Like Johnson,
the present case has involved several years of litigation resulting in the successful vindication of important rights.
[55] In accordance with this provision, the government must pay interest on the amount of the district court’s award, $441,094.98, for the applicable time period.[12] [56] For the foregoing reasons, the judgment of the district court is AFFIRMED.(f) If the United States appeals an award of costs or fees and other expenses made against the United States under this section and the award is affirmed in whole or in part, interest shall be paid on the amount of the award as affirmed. Such interest shall be determined under section 1961(a) of this title, and shall run from the date of the award through the day before the date of the mandate of affirmance.[11]
In any case in which deportation proceedings have been initiated and the alien or his representative introduces a request for asylum, the special inquiry officer shall postpone the hearing to enable the district director to fully consider the bona fides of the request.
O.I. 108.1f(2)
The only reasonable interpretation of this regulation is that suspension of the deportation hearing is required when an alien applies for asylum. This was the interpretation the district court made. 503 F. Supp. at 520.
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