No. 89-8117.United States Court of Appeals, Eleventh Circuit.
January 29, 1992.
Page 1253
[EDITORS’ NOTE: THIS PAGE CONTAINS HEADNOTES. HEADNOTES ARE NOT AN OFFICIAL PRODUCT OF THE COURT, THEREFORE THEY ARE NOT DISPLAYED.]Page 1254
Floyd M. Buford, Jr., Buford Buford, Macon, Ga., for petitioner-appellant.
Page 1255
Susan V. Boleyn, Asst. Atty. Gen., Atlanta, Ga., for respondent-appellee.
Appeal from the United States District Court for the Middle District of Georgia.
Before COX, Circuit Judge, HENDERSON and CLARK[*] , Senior Circuit Judges.
PER CURIAM:
[1] Henry Lee McCoy appeals the denial by the United States District Court for the Middle District of Georgia of his petition for a writ of habeas corpus brought pursuant to 28 U.S.C. § 2254. The district court dismissed six allegations of error after finding that they were barred by procedural default in state habeas corpus court. Reaching the merits on the remaining grounds for relief, the court held that 1) McCoy’s claim that his confession was involuntary lacked merit; 2) the evidence of his prior conviction for armed robbery did not affect the fundamental fairness of his trial; 3) his status as a recidivist was properly determined under state law; and 4) he was not denied effective assistance of counsel in his state criminal trial. We affirm the judgment of the district court. I. [2] A. FACTUAL BACKGROUND
[3] Shortly after 11:00 p.m. on June 2, 1981, two men pulled into the Interstate gas station near Tifton, Georgia. As the station attendant pumped gas into their car, one of the men pressed the barrel of a pistol against the attendant’s neck and demanded the keys to the station’s cash box. While rummaging through the cash box, they noticed a Tifton police car pass by the station. Alarmed by the police officer’s presence, the two assailants shoved the station attendant into the back seat of their automobile and sped away. In an attempt to elude the police, they accidentally drove off the road shortly after leaving the station and escaped on foot, abandoning the wrecked car and the unharmed attendant. When the police officer arrived a few minutes later, he found the wrecked car and the station employee standing nearby.
Page 1256
[7] B. PROCEDURAL BACKGROUND
[8] David Perry was appointed to represent McCoy in his state court trial. After the judgment of conviction, Perry filed a notice of appeal in the Court of Appeals of Georgia. Perry soon thereafter filed a motion to withdraw as counsel in compliance with Anders v. California, 386 U.S. 738, 87 S.Ct. 1396, 18 L.Ed.2d 493
(1967).[2]
Page 1257
also extended the time to appeal the denial of relief under the original habeas corpus petition out of concern that McCoy had not received a copy of the August 21, 1984 order. The Supreme Court of Georgia denied the application for a certificate of probable cause to appeal the state habeas corpus court’s order on May 1, 1985.
[13] McCoy next filed the present pro se petition for a federal writ of habeas corpus in the United States District Court for the Middle District of Georgia. The federal petition alleged the identical grounds for relief as the disallowed amendment to his state habeas corpus petition. The district court referred the petition to a magistrate for a report and recommendation. [14] The state initially moved to dismiss the federal habeas corpus petition for the reason that several of the grounds had not been exhausted in state court. In an order dated January 23, 1986, the district court found that grounds two through eleven were exhausted when the Georgia Court of Appeals conducted an independent examination of the trial record for any reversible error pursuant to the Anders petition. McCoy v. Newsome, 626 F. Supp. 374 (M.D.Ga. 1986). It found that ground one alleged an error occurring after the review of the Anders petition by the state court of appeals, and thus was not exhausted. Id. McCoy subsequently elected to delete this ground from his federal petition. [15] The state then objected to McCoy’s motion for an evidentiary hearing on grounds two, three, four, five (c)-(f), eight, and ten. The state contended that those issues were raised for the first time in the disallowed state amendment, and therefore were barred from review in federal court under the doctrine of procedural default. The state argued that the remaining grounds for relief, specifically those concerning ineffective assistance of counsel (grounds five (a)-(b) and eleven) and the prosecution of McCoy as a recidivist (grounds five (g), six, seven, and nine), did not warrant an evidentiary hearing. [16] The magistrate issued a partial recommendation, adopted by the district court in its November 29, 1989 order, holding that grounds two, three, five (c)-(f), and ten were barred from review in federal court under the doctrine of procedural default. Because it found that McCoy had not shown cause or prejudice for the default, the magistrate recommended that those grounds be dismissed from the complaint. [17] The magistrate also found that grounds four and eight were not barred by procedural default, even though they had been raised for the first time in the disallowed state habeas corpus amendment. Additionally, the magistrate determined that all grounds other than five (a) and (b) that were not procedurally defaulted could be resolved on the record without an evidentiary hearing. [18] The magistrate conducted an evidentiary hearing on the allegations of ineffective assistance of counsel contained in grounds five (a) and (b). At the hearing, McCoy testified that he was with friends at the New Image Club in Albany, Georgia, at the time of the robbery. The robbery occurred in Tifton, Georgia, approximately forty miles from Albany. McCoy stated that he informed Perry, his trial counsel, of this alibi defense. He also testified that he provided Perry with the names of several witnesses who could have placed him at the New Image Club. He claimed, however, that Perry never talked to any of the witnesses and, consequently, did not pursue the alibi defense during the trial. [19] The magistrate’s final report, also adopted in its entirety by the district court, held that 1) McCoy’s claim that his confession was involuntary was without merit (ground four); 2) the evidence of his prior conviction did not affect the fundamental fairness of his trial in light of the overwhelming evidence of his guilt (ground eight); 3) his status as a recidivist was properly determined under Georgia state law (grounds six, seven, and nine); and 4) the allegations of ineffective assistance of counsel were not supported by the evidence (grounds five (a)-(b) and (g) and eleven).II. [20] A. PROCEDURAL DEFAULT
[21] On appeal, McCoy does not contend that the district court erred when it found that
Page 1258
grounds two, three, five (c)-(f), and ten were barred by procedural default in the state habeas corpus court. He does argue, though, that the district court was wrong when it held that he had not met the cause and prejudice standard for procedural default. See Wainwright v. Sykes, 433 U.S. 72, 97 S.Ct. 2497, 53 L.Ed.2d 594 (1977).
[22] A federal court is barred from a review of a state prisoner’s federal claims where there is a failure to comply with an independent and adequate state procedural rule, unless the prisoner can show either 1) cause for the default and actual prejudice growing out of the alleged violation of federal law or 2) a resulting fundamental miscarriage of justice if the federal court does not consider the claims. Coleman v. Thompson,501 U.S. ___, 111 S.Ct. 2546, 2565, 115 L.Ed.2d 640 (1991).
[23] 1. Cause.
[24] The “cause” excusing the procedural default must result from some objective factor external to the defense that prevented the prisoner from raising the claim and which cannot be fairly attributable to his own conduct. Murray v. Carrier, 477 U.S. 478, 488, 106 S.Ct. 2639, 2645, 91 L.Ed.2d 397 (1986).
Page 1259
thereto. O.C.G.A. § 9-14-51.[3] The purpose of the section is to preclude successive habeas corpus petitions resulting from a single conviction. Hunter v. Brown, 236 Ga. 168, 223 S.E.2d 145 (1976). The state habeas corpus court dismissed McCoy’s federal claims asserted for the first time in the amendment after finding that a final order had already been issued on his original petition. It thus held that McCoy’s amendment was in fact a successive petition as defined in O.C.G.A. § 9-14-51. Since McCoy had no sixth amendment right to counsel, he bears the burden of his failure to act in compliance with O.C.G.A. § 9-14-51.
[31] The Georgia procedural default rule does not provide an exception to its requirements for pro se prisoners. Because the rule is equally applicable to any state prisoner who wants to collaterally attack his conviction, Georgia’s ability to enforce O.C.G.A. § 9-14-51 is undercut by McCoy’s procedural default in the same way as by an inadvertent default by a counseled prisoner or a deliberate strategy. See Coleman, 111 S.Ct. at 2566(citing Carrier, 477 U.S. at 487, 106 S.Ct. at 2644). [32] The cause and prejudice requirement embodies concerns of comity and finality. Coleman declared that the Syke‘s requirement is applicable “[i]n all cases in which a federal habeas petitioner has defaulted his federal claims in state court pursuant to an independent and adequate state procedural rule.” Coleman, 111 S.Ct. at 2565. In doing so, the Court analyzed and rejected the “deliberate bypass” standard applied in Fay v. Noia, 372 U.S. 391, 83 S.Ct. 822, 9 L.Ed.2d 837 (1963). It stated that the two “incompatible rules are based on very different conceptions of comity and of the importance of finality in state criminal litigation.” Id. 111 S.Ct. at 2563. The Court declared that the cause and prejudice requirement, unlike the deliberate bypass standard, pays proper respect to the vital interests served by a state’s procedural rules. These state interests include “channeling the resolution of claims to the most appropriate forum, in finality, and in having an opportunity to correct its own error.” Coleman, 111 S.Ct. at 2565. [33] Therefore, comity requires that we give due deference to state procedural rules, both in determining whether a default has occurred and whether a prisoner has shown cause and prejudice for the default. Since McCoy’s violation of O.C.G.A. § 9-14-51
carries with it the same costs to the state as a violation by a counseled prisoner, we conclude that McCoy’s status as a pro se petitioner, standing alone, cannot be considered when determining whether he has shown cause for the default. [34] However, McCoy analogizes his status as a petitioner in a federal habeas corpus petition to instances involving abuse of the writ. See Gunn v. Newsome, 881 F.2d 949 (11th Cir. 1989) (en banc). The court in Gunn examined whether a federal petitioner abused the writ under 28 U.S.C. § 2244 and Rule 9 of the Rules Governing Section 2254 cases in the United States District Courts. It noted that a court can dismiss a successive federal petition when the petitioner has “deliberately withheld the newly asserted ground or otherwise abused the writ.” 28 U.S.C. § 2244(b). The focus of the court’s inquiry in determining whether it should decline to entertain a successive federal petition is therefore on the conduct of the petitioner himself. See Gunn, 881 F.2d at 954. Gunn held that a pro se petitioner abuses the writ when he raises a claim in a successive petition that is based on facts he knew when he filed the original petition, but only if he knew or reasonably should have known that those facts constituted a ground for federal habeas corpus relief. [35] McCoy urges that Gunn is equally applicable when a federal court examines
Page 1260
whether a pro se petitioner has established cause for a procedural default of a federal claim in state court. However, the considerations that motivated Gunn are very different from those underpinning the procedural default bar. An abuse of the writ occurs solely in a federal context when a federal petitioner brings successive federal petitions. The federal statute governing dismissal of the successive petition because of abuse of the writ itself requires the court to examine the petitioner’s conduct. When a federal court declines to entertain a federal claim that a state habeas corpus court has held to be barred by procedural default, though, its concern is with the effect that federal review would have on the state’s ability to enforce its procedural rules. The procedural default bar is a judicially developed doctrine grounded in concerns of comity and federalism. As we have stated, the cost of a procedural default to the state’s interest is the same regardless of the petitioner’s status. Therefore, we find no reason to conclude that the considerations motivating the Gunn decision are controlling in the context of the procedural default bar on federal habeas corpus review.
[36] McCoy also asserts that his lack of a trial transcript at the time he prepared his initial state habeas corpus petition is a sufficient reason to excuse his failure to raise all his grounds for relief at that time. He apparently claims that he would have been aware of more grounds for relief in time to include them in his original petition if he had been able to review the transcript. [37] As pointed out earlier, a federal habeas corpus petitioner bears the burden of demonstrating cause for his procedural default in state court. Before consideration can be given to this argument, McCoy must establish that an objective impediment, not of his own making, denied him the opportunity of examining the trial transcript in the preparation of his petition. [38] In response to the magistrate’s order of July 21, 1988 to show cause and prejudice, McCoy alleged that he “would not have had the trial transcript” to aid him in his preparatory efforts because his direct appeal was still in progress. However, he has not alleged or made any showing that the state denied a request for the transcript or that there were not available to him alternative devices that would have fulfilled the same functions as the transcript. See Britt v. North Carolina, 404 U.S. 226, 92 S.Ct. 431, 30 L.Ed.2d 400 (1971). Thus, he has not met his burden in showing that he was denied access to the transcript by a factor beyond his control. [39] Finally, McCoy alleges that his lack of access to a law library while preparing his initial state habeas corpus petition constitutes adequate cause for his procedural default. He states that he prepared his initial petition while incarcerated at Wayne State Institution, which did not provide legal materials or a law library. He claims that he was unaware of some of the grounds of relief alleged in the disallowed amendment until after his transfer to Georgia State Prison, which does have legal research resources. However, the final order had already been entered on his original petition by the time he had access to a law library. For this reason, he argues that the denial of his right to access to a law library is an objective factor not attributable to him that impeded his compliance with the state procedural rule. [40] The magistrate noted that McCoy’s lack of access to a law library could possibly constitute cause. Nonetheless, he did not proceed to examine McCoy’s claim that he had been deprived of access to a law library. Instead, the magistrate concluded that whether McCoy had shown cause was irrelevant since he had failed to demonstrate how any of the errors alleged in the grounds barred by procedural default had prejudiced the outcome of his trial. [41] Because both cause and prejudice must be shown to excuse a procedural default, Carrier, 477 U.S. at 494, 106 S.Ct. at 2648, the magistrate bypassed the issue of whether McCoy’s alleged lack of access to a law library constituted cause for his default and proceeded directly to the question of whether he suffered actual prejudice. In light of this approach followed by the magistrate, we will proceed to reviewPage 1261
whether McCoy established that the alleged errors at trial in fact prejudiced his defense.
[42] 2. Prejudice.
[43] Under the prejudice prong of Wainwright v. Sykes, McCoy must show that the errors at trial actually and substantially disadvantaged his defense so that he was denied fundamental fairness. Carrier, 477 U.S. at 494, 106 S.Ct. at 2648 (citin United States v. Frady, 456 U.S. 152, 170, 102 S.Ct. 1584, 1595, 71 L.Ed.2d 816 (1982)).
Page 1262
they saw McCoy on the night of the robbery. Perry made the decision not to subpoena these witnesses after learning that their testimony was not as reliable as McCoy had related to him. We again conclude that the other substantial evidence of McCoy’s guilt negates any possibility of prejudice resulting from his attorney’s failure to subpoena the alibi witnesses.
[53] 3. Fundamental Miscarriage of Justice.[54] We also hold that McCoy has not produced evidence showing that he is “actually innocent” of the crimes for which he was convicted. Accordingly, the facts of his case do not support a conclusion that there will be a fundamental miscarriage of justice if we do not consider his federal claims. [55] For these reasons, we decline to review the merits of his federal claims contained in grounds two, three, five (c)-(f), and ten.
[56] B. INEFFECTIVE ASSISTANCE OF COUNSEL
[57] In grounds five (a) and (b), McCoy alleges that his trial attorney provided ineffective assistance of counsel. He says that he provided Perry with the names of the persons who would provide an alibi for his whereabouts at the time of the robbery, and that Perry failed to interview these possible alibi witnesses or to call them to testify at the trial.
Page 1263
counsel.” House, 725 F.2d at 617-18 (citing Washington v. Strickland, 693 F.2d 1243, 1257 (5th Cir. Unit B 1982) cert. denied, 469 U.S. 870, 105 S.Ct. 218, 83 L.Ed.2d 148
(1984)). Failure to investigate evidence that would be helpful to the defense is also an indication of ineffective assistance of counsel. Goodwin v. Balkcom, 684 F.2d 794, 805 (11th Cir. 1982), disapproved on other grounds by Zant v. Stephens, 462 U.S. 862, 103 S.Ct. 2733, 77 L.Ed.2d 235 (1983).
[66] C. VOLUNTARINESS OF THE CONFESSION
[67] Ground four alleges that McCoy’s confession was involuntary. McCoy maintains that he was held for an unreasonable time before making his confession, that he signed the confession because the police threatened him with a life sentence, and that he was under the influence of alcohol and marijuana at the time he allegedly confessed. He also charges that he was tired and hungry during the time he was being questioned by the officers.
Page 1264
findings of fact are fairly supported by the evidence and that the totality of the circumstances show that McCoy made his confession voluntarily and without coercion.
[72] D. REMAINING CLAIMS FOR RELIEF[73] McCoy raises five other grounds for relief. Four of these center on his conviction as a recidivist. Additionally, McCoy claims that his attorney was ineffective in pressing his appeal. [74] Under Georgia law, a person who commits a felony after having been previously convicted and sentenced to prison for a prior felony must be given the maximum sentence for the second offense. O.C.G.A. § 17-10-7(a). The trial judge has the discretion to probate or suspend the maximum sentence. A person who has been convicted and sentenced for at least three other felonies must be given the maximum sentence without eligibility for parole for any subsequent felony convictions. O.C.G.A. § 17-10-7(b). A prior conviction must be final before it can be considered for purposes of O.C.G.A. § 17-10-7. Croker v. Smith, 225 Ga. 529, 169 S.E.2d 787 (1969). [75] Count three of McCoy’s indictment alleged that he had pleaded guilty in 1977 to armed robbery, and had served three years of a six year sentence. It further alleged that the primary charges contained in counts one, two, and four of the indictment constituted his third felony offense for purposes of O.C.G.A. §17-10-7. [76] In ground six of his federal habeas corpus petition, McCoy alleges that the trial court failed to charge the jury on the recidivist count. He claims that the court’s failure to charge properly the jury deprived him of his right to due process and the equal protection of the laws. [77] The Georgia Court of Appeals declared in its order on McCoy’s motion for rehearing that “the state. . . established without objection that [McCoy] had been convicted and sentenced to confinement for a 1977 robbery, and this fact was properly alleged in the indictment.” McCoy, 310 S.E.2d at 3. It held that this proof “both authorized and required” the trial court to sentence McCoy as a second offender under O.C.G.A. § 17-10-7(a). [78] A federal habeas corpus court may not interfere with a state court’s interpretation of state law absent a constitutional violation. Bronstein v. Wainwright, 646 F.2d 1048, 1050 (5th Cir. Unit B June 1981). Thus, we are bound by the Georgia Court of Appeals’ interpretation of O.C.G.A. § 17-10-7 in this case unless it breached a constitutional mandate. The Georgia Court of Appeals treated O.C.G.A. § 17-10-7(a) as a guideline to sentencing, not as a provision under which the jury had convicted McCoy of recidivism. The states are generally free to allocate responsibility between court and jury in recidivist trial procedure. Spencer v. Texas, 385 U.S. 554, 87 S.Ct. 648, 17 L.Ed.2d 606 (1967). Therefore, the trial court was not required by the constitution to instruct the jury on the elements of recidivism. [79] In ground seven of his federal habeas corpus petition, McCoy alleges that he was unconstitutionally indicted, tried, convicted and sentenced as a recidivist. He asserts that the recidivist count of the indictment was premised upon the primary charges of armed robbery, kidnapping and possession of a firearm by a convicted felon. Since these charges were contained in the indictment and thus were not final convictions as required by O.C.G.A. § 17-10-7(b), he contends that the state and trial court’s application of this “clearly erroneous” theory of O.C.G.A. § 17-10-7(b) unconstitutionally tainted his conviction and sentence. [80] The Georgia Court of Appeals agreed with McCoy that “the trial court improperly sentenced him as a recidivist because in doing so it considered convictions not yet final.” McCoy, 310 S.E.2d at 3. Again, however, it also found that the state’s unchallenged proof of McCoy’s prior conviction for armed robbery “both authorized and required [the trial court] to sentence [him] as a second offender pursuant to O.C.G.A. § 17-10-7. . . .” Id. The Georgia Court of Appeals’ interpretation of the distinctions between § 17-10-7(a) and § 17-10-7(b) is binding upon this court. McCoy’s claim that the Georgia Court of
Page 1265
Appeals’ interpretation of state law runs afoul of the constitution is without merit.
[81] In ground eight of his federal habeas corpus petition, McCoy alleges that the state trial court erred in admitting his prior felony conviction into evidence. He argues that his 1977 conviction for armed robbery was not pertinent to the kidnapping or armed robbery charges, even if it was relevant to the charges of possession of a firearm by a convicted felon and recidivism. McCoy claims that this evidence improperly placed his character into evidence, and that the lack of a limiting instruction by the court violated his due process rights. [82] The Georgia Court of Appeals found that no objection was made to the introduction of the robbery conviction into evidence, and held that it was relevant to McCoy’s status as a second offender McCoy, 310 S.E.2d at 3. Under Georgia’s contemporaneous objection rule, McCoy was required to object at the time the evidence was offered at trial. O.C.G.A. § 5-5-22. His failure to do so constitutes a procedural default barring review by this court unless he satisfies the cause and prejudice standard, which he has not attempted to do in this case. Sykes, 433 U.S. at 86, 97 S.Ct. at 2506. [83] In any event, we generally do not review a state trial court’s admission of evidence. Shaw v. Boney, 695 F.2d 528, 530 (11th Cir. 1983). Federal habeas corpus relief based on evidentiary rulings will not be granted unless it goes to the fundamental fairness of the trial. Id. Introduction of erroneous prior conviction evidence “can lead to federal habeas corpus relief if it is “`material in the sense of a crucial, critical, highly significant factor.'” Panzavecchia v. Wainwright, 658 F.2d 337, 340 (1981) (quoting Hills v. Henderson, 529 F.2d 397, 401 (5th Cir. 1976)). “[P]rior conviction evidence is not crucial, critical and highly significant when other evidence of guilt is overwhelming.” Stone v. Green, 796 F.2d 1366, 1369 (11th Cir. 1986) (citing Bryson v. Alabama, 634 F.2d 862, 865 (5th Cir. Unit B 1981)). In light of the overwhelming evidence of McCoy’s guilt cited earlier, we cannot say that the evidence of his prior conviction was prejudicial to his convictions for kidnapping and armed robbery. Consequently, it cannot serve as grounds for federal habeas corpus relief. [84] In ground nine, McCoy complains that his indictment as a recidivist violates the double jeopardy clause. This claim of a constitutional violation is patently without merit. See Spencer, 385 U.S. at 560, 87 S.Ct. at 651; Moore v. Missouri, 159 U.S. 673, 16 S.Ct. 179, 40 L.Ed. 301 (1895). [85] Finally, McCoy alleges in ground eleven that he received ineffective assistance of counsel on appeal. As we noted before, McCoy’s trial attorney filed a notice of appeal, motion to withdraw and supporting brief pursuant to Anders. Perry alluded to four possible errors in the Anders brief, two of which McCoy pursued in his habeas corpus petitions. Perry pointed out that the confession was possibly coerced and that the court may have erred in allowing into evidence the 1977 conviction prior to a finding of guilt on all of the charges except the firearm possession count. Anders Brief, Exhibit 4. The Georgia Court of Appeals conducted an independent review of the record and, on a motion for rehearing, addressed the recidivist charge. These actions sufficed to secure McCoy’s right to an effective appeal Anders, 386 U.S. at 745, 87 S.Ct. at 1400. [86] Accordingly, for the foregoing reasons, the judgment of the district court is [87] AFFIRMED.Page 1266