No. 92-6574.United States Court of Appeals, Eleventh Circuit.
November 3, 1993.
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Ernest Sapp and Fred D. Gray, Tuskegee, AL, for City of Wadley, Ala., et al.
Kendrick E. Webb, Bart Harmon, and Roy W. Granger, III, Montgomery, AL, for JCM, et al.
Carlos A. Williams, Mobile, AL, for plaintiffs-appellees.
Appeal from the United States District Court for the Middle District of Alabama.
Before TJOFLAT, Chief Judge, CARNES, Circuit Judge, and BRIGHT[*] , Senior Circuit Judge.
CARNES, Circuit Judge:
[1] This civil rights case, involving allegations of police misconduct, was filed by four citizens against the City of Wadley, Alabama, the Chambers County Commission, and three individual defendants: Wadley Police Chief Freddie Morgan, Officer Gregory Dendinger, and Chambers County Sheriff James C. Morgan. Before us is the appeal of Chief Morgan, Officer Dendinger, and Sheriff Morgan from the district court’s denial of their qualified immunity summary judgment motions. Also before us is the request by the City of Wadley and the Chambers County Commission that we exercise jurisdiction under either the collateral order or pendent appellate doctrines to review the districtPage 1439
court’s denial of their summary judgment motions. The City contends the district court should have held that the Chief of Police did not have final decisionmaking authority over the relevant actions, and thus the City was not liable for his conduct. Similarly, the County Commission contends the court should have held that under Alabama law the Sheriff was not the final repository of county law enforcement authority, and thus the County was not liable for his actions. The City, Chief Morgan, and Officer Dendinger also urge us to review, under either the collateral order or pendent appellate jurisdiction doctrine, the district court’s denial of their summary judgment motion as to the state law claims against them.
[2] We affirm the district court’s denial of the individual defendants’ qualified immunity summary judgment motions insofar as the Fourth Amendment and equal protection claims are concerned, but reverse the denial as to the due process claims. We exercise our pendent appellate jurisdiction over and reverse the denial of the County Commission’s summary judgment motion. We hold that jurisdiction to review the rulings on the denial of the other motions for summary judgment does not exist under the collateral order doctrine, and we decline to exercise pendent appellate jurisdiction to review those rulings.[3] I. BACKGROUND[4] A. STATEMENT OF FACTS
[5] In considering the denial of a defendant’s summary judgment motion, we are required to view the facts, which are drawn from the pleadings, affidavits, and depositions, in the light most favorable to the plaintiffs. E.g., Hardin v. Hayes, 957 F.2d 845, 848 (11th Cir. 1992); Stewart v. Baldwin County Bd. of Educ., 908 F.2d 1499, 1503 (11th Cir. 1990). Any qualified immunity defenses that do not result in summary judgment before trial may be renewed at trial, where the actual facts will be established. Compare Adams v. St. Lucie County Sheriff’s Dep’t, 962 F.2d 1563, 1567 n. 2 (11th Cir. 1992) (non-majority opinion of Hatchett, J.) (dictum) with id. at 1579 n. 8 (dissenting opinion of Edmondson, J.) (dictum).[1] Thus, what we state as “facts” in this opinion for purposes of reviewing the rulings on the summary judgment motions may not be the actual facts. They are, however, the facts for present purposes, and we set them out below.
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Police Department and the Alabama Alcoholic Beverage Control Board. The total strength assembled by the Task Force for the raid was 30 to 40 law enforcement officers. In accordance with the operation plan apparently devised by Investigator Birchfield, an undercover officer and a confidential informant entered the Club on December 14, 1990 while the other task force members remained out of sight. While inside, the undercover officer was offered marijuana and crack cocaine for sale by a patron of the Club. After purchasing these drugs, the officer left the Club and signaled for the raid to begin.
[9] Initial entry of the Club was made by the City of Lanett, Alabama, SWAT team consisting of approximately eight officers. The team was dressed in black and at least some of the members wore ski masks to conceal their identities. Within 30 seconds of the SWAT team’s entry, the other members of the task force entered. The person who had sold the undercover officer drugs was identified and arrested. The task force was officers pointed their weapons at plaintiffs Spradley and James and others who were present. Participants in the raid searched the Club’s cash register and door receipts, and some currency was confiscated from the door receipts. Persons inside the Club were prohibited from moving or leaving until the raid, which lasted one to one and one-half hours, was over. Those present were not allowed to go to the restroom. When one man asked for permission, Officer Dendinger replied, “Shut up, or I’ll shut you up myself.” When plaintiff James told Chief Morgan that she was so scared that she had to go to the restroom, he said no. Another officer also refused her request to use the Club’s restroom facilities, telling her she would have to go behind the building. During this first raid, illegal liquor was seized by an Alabama Alcohol Beverage Control Board officer who participated in the raid, and several minors were found inside the Club. Only two people were arrested during this entire raid: the man who sold the undercover officer drugs; and that man’s younger brother, a minor, who had in his possession some of the marked money the undercover agent had paid for the drugs. [10] After the December 14, 1990 raid, additional narcotics-related complaints were received by the Chambers County Sheriff’s Department. In response. Sheriff Morgan directed that Birchfield investigate activities at the Club to ascertain whether a second operation was required. Birchfield investigated and recommended another operations; Sheriff Morgan authorized it. [11] The second raid was conducted on March 29, 1991, and it was virtually identical in procedure to the first. Again, an undercover agent went inside first and purchased drugs. After the premises were secured this time, however, the task force participants could not find the man who had sold drugs to the undercover officer. During this second raid, law enforcement officials chambered rounds of ammunition into their weapons, pointed them, and ordered persons in the Club to get down on the floor. Some of those present in the Club during this raid were searched, including plaintiff Lewis. During the process of being searched, Lewis was pushed outside the Club, grabbed, and shoved against a wall. After being searched, Lewis was forced to go back inside the Club until the raid was concluded. Another patron was pushed off a bar stool. Some of the employees, including plaintiff James, had guns held on them during this raid, which lasted from one to one and one-half hours. At one point, an officer, with his finger on the trigger, pointed a shotgun at Lewis’ face. No one was arrested during or because of this second raid. [12] During one of the raids, an unidentified officer said they would be coming back and would not stop until the Club was closed. No other law enforcement operation of this nature had been conducted during Sheriff Morgan’s twenty-one year tenure as Sheriff of Chambers County. Chief Morgan and Officer Dendinger personally participated in both raids. Sheriff Morgan was not physically present during either raid, but he authorized both of them. [13] B. COURSE OF PROCEEDINGSPage 1441
avers the following four counts[2] :
Count I: Deprivation of Civil Rights, 42 U.S.C. § 1981, 1983 and 1985 for violations of plaintiffs’ rights under the Fourth, Fifth, Sixth, and Fourteenth Amendments;
Count II: Conspiracy to deny plaintiffs’ constitutional rights;
Count III: Pendent state claims alleging assault and false imprisonment;
Count IV: Pendent state claims alleging negligence.
[15] All the defendants moved to dismiss, and their motions were granted in part and denied in part by the district court. Citin Jett v. Dallas Indep. School Dist., 491 U.S. 701, 109 S.Ct. 2702, 105 L.Ed.2d 598 (1989), the district court dismissed the 42 U.S.C. § 1981 claims against all defendants. The court dismissed on Eleventh Amendment grounds the claims against Sheriff Morgan in his official capacity to the extent plaintiffs seek money damages. The court also dismissed the complaint against the Chambers County Sheriff’s Department. None of those dismissals is before us for review. [16] All remaining defendants filed motions for summary judgment. In response, the district court granted judgment against the plaintiffs as follow:1. On Count I insofar as the plaintiffs claimed a right under the Sixth Amendment to be informed of the accusations against them;
2. On Count II insofar as the plaintiffs claimed a right to association, speech and movement;
3. On Counts III and IV as to the Chambers County Commission;
4. On Count III as to Sheriff Morgan;
5. On Count III as to the City on the claims of false imprisonment only; and
6. On Count IV as to Officer Dendinger.
[17] In all other respects, the defendants’ motions for summary judgment were denied.[18] II. DISCUSSION[19] A. THE INDIVIDUAL DEFENDANTS’ APPEAL OF THE DENIAL OF SUMMARY JUDGMENT ON QUALIFIED IMMUNITY GROUNDS[20] 1. Qualified Immunity Law
[21] The district court denied the three individual defendants’ motions for summary judgment on qualified immunity grounds. The denial of qualified immunity is a question of law to be reviewe de novo. Hardin v. Hayes, 957 F.2d 845, 848 (11th Cir. 1992). In addition, “when a defendant moves for summary judgment based on the doctrine of qualified immunity, the court must view the facts in the light most favorable to the plaintiff.” Id. The rudiments of the qualified immunity defense are well established:
[22] Busby v. City of Orlando, 931 F.2d 764, 772 (11th Cir. 1991) (citations omitted). The test for qualified immunity was announced by the Supreme Court in Harlow v. Fitzgerald, 457 U.S. 800, 102 S.Ct. 2727, 73 L.Ed.2d 396 (1982):When a plaintiff sues a municipal officer in the officer’s individual capacity for alleged civil rights violations, the plaintiff seeks money damages directly from the individual officer. If sued “individually,” a municipal officer may raise an affirmative defense of good faith, or “qualified,” immunity.
[G]overnment officials performing discretionary functions, generally are shielded from liability for civil damages insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known.[23] Id. at 818, 102 S.Ct. at 2738. [24] Although the cases sometimes refer to the doctrine of qualified “good faith” immunity, the test is one of objective legal reasonableness, without regard to whether the government official involved acted with subjective good faith. Courson v. McMillian, 939 F.2d 1479, 1487 (11th Cir. 1991). “[W]e look to whether a reasonable official
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could have believed his or her conduct to be lawful in light of clearly established law and the information possessed by the official at the time the conduct occurred.” Hardin, 957 F.2d at 848. Thus, qualified immunity protects “all but the plainly incompetent or those who knowingly violate the law.” Courson, 939 F.2d at 1487 (quoting Malley v. Briggs, 475 U.S. 335, 341, 106 S.Ct. 1092, 1096, 89 L.Ed.2d 271 (1986)).
[25] In conducting the objective legal reasonableness inquiry, this Court has defined the following framework for analysis:[26] Sammons v. Taylor, 967 F.2d 1533, 1539 (11th Cir. 1992). The plaintiffs do not contest that the individual defendants were acting within their discretionary authority when they authorized or participated in the two raids. Thus, the first step of the analysis is satisfied. [27] The dispute is over the second step of the analysis: whether the rights alleged to have been violated were “clearly established” law at the time of the action. The Supreme Court has revisited this question a number of times:In Zeigler v. Jackson, [716 F.2d 847, 849 (11th Cir. 1983),] this Court established a two-step analysis to be used in applying the Harlow test: the defendant government official must prove that “he was acting within the scope of his discretionary authority when the allegedly wrongful acts occurred,” and then the burden shifts to the plaintiff to demonstrate that the defendant “violated clearly established constitutional law.”
[O]ur cases establish that the right the official is alleged to have violated must have been “clearly established” in a more particularized, and hence more relevant, sense: The contours of the right must be sufficiently clear that a reasonable official would understand that what he is doing violates that right. This is not to say that an official action is protected by qualified immunity unless the very action in question has previously been held unlawful, but it is to say that in the light of pre-existing law the unlawfulness must be apparent.[28] Anderson v. Creighton, 483 U.S. 635, 640, 107 S.Ct. 3034, 3039, 97 L.Ed.2d 523 (1987) (citations omitted). This Court has previously explained:
[T]here are two questions of law that we must decide in completing the second step of the Zeigler[29] Rich v. Dollar, 841 F.2d 1558, 1564 (11th Cir. 1988). The Rich
analysis: ascertainment of the law that was clearly established at the time of the defendant’s action, and a determination as to the existence of a genuine issue of fact as to whether the defendant engaged in conduct violative of the rights established by that clearly-established law.
[30] Id. at 1564-65. The Court went on to discuss the flip side of this coin:The parties can in a given case make factual showings regarding the acts or omissions of the defendants which create genuine fact issues as to precisely what the defendant’s course of conduct was in the given situation. However, these factual disputes do not preclude a grant of summary judgment premised on a defendant’s qualified immunity if the legal norms allegedly violated were not clearly established at the time of the challenged actions. Thus, in the context of a § 1983 case, summary judgment would be appropriate as a matter of law, notwithstanding factual disputes on the record regarding the defendant’s conduct.
[31] Id. at 1565. [32] 2. The Constitutional Norms Relied Upon By PlaintiffsTo complete the point made here, we also recognize that if the legal norms allegedly violated were as a matter of law clearly established at the appropriate time, a genuine fact issue as to what conduct the defendant engaged in would preclude a grant of summary judgment based upon qualified immunity. In this latter situation the denial or grant of summary judgment turns on the second question of law identified in Mitchell [v. Forsyth, 472 U.S. 511, 105 S.Ct. 2806, 86 L.Ed.2d 411 (1985)], i.e., do the showings reveal a genuine issue of material fact as to whether the defendant’s conduct violated the right accruing to the plaintiff under clearly established law.
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grounds as to the First and Sixth Amendment claims, but denied it as to the Fourth Amendment, due process, and equal protection claims, concluding “that the law was clearly established in December, 1990, and in March, 1991” that the alleged conduct violated those constitutional provisions.
[34] a. The Fourth Amendment Claims
[35] The district court found that it was “clearly established . . . that a raid of a business establishment violates the Fourth Amendment unless based on probable cause and exigent circumstances. . . .” Indeed it was. Well before the events of December 1990 and March 1991, this Court observed:
[36] United States v. Alexander, 835 F.2d 1406, 1408 (11th Cir. 1988) (quoting Katz v. United States, 389 U.S. 347, 357, 88 S.Ct. 507, 514, 19 L.Ed.2d 576 (1967)). Long before the raids at issue in this case, the Supreme Court, summarizing preexisting law, noted that “[a]bsent consent or exigent circumstances, a private home may not be entered to conduct a search or effect an arrest without a warrant.” Donovan v. Dewey, 452 U.S. 594, 598 n. 6, 101 S.Ct. 2534, 2538 n. 6, 69 L.Ed.2d 262 (1981). The Court specifically added that “these same restrictions pertain when commercial property is searched for contraband or evidence of crime.” Id. Our cases have stressed that:The basic premise of search and seizure doctrine is that searches undertaken without a warrant issued upon probable cause are “per se unreasonable under the Fourth Amendment — subject only to a few specifically established and well-delineated exceptions.”
[o]nly in the face of “exigent circumstances,” where obtaining a warrant would greatly compromise important law enforcement objectives, does the warrant requirement yield. When exigent circumstances coexist with probable cause, the Fourth Amendment has been held to permit warrantless searches and seizures.[37] United States v. Pantoja-Soto, 739 F.2d 1520, 1523 (11th Cir. 1984) (citations omitted), cert. denied, 470 U.S. 1008, 105 S.Ct. 1369, 84 L.Ed.2d 389 (1985). [38] Defendants argued before the district court that “[t]he search in the case here was pursuant to probable cause and exigent circumstance[s]. . . .” Probable cause, a pure question of law, “exists when under the `totality-of-the-circumstances . . . there is a fair probability that contraband or evidence of a crime will be found in a particular place.'” United States v. Tobin, 923 F.2d 1506, 1510 (11th Cir.) (en banc) (quoting Illinois v. Gates, 462 U.S. 213, 238, 103 S.Ct. 2317, 2332, 76 L.Ed.2d 527
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had even arguable probable cause to conduct the extensive raids of the Club, which included a search of the premises, the seizure of all employees, patrons, and owners present, and the search of some of those who were detained. Stated somewhat differently, law enforcement officers in the position of these individual defendants could not reasonably have concluded that adequate probable cause existed to justify the searches and seizures that occurred. Chief Morgan testified in deposition that approximately a month before the first raid, he had received information from a reliable confidential informant regarding the sale of narcotics inside the Club. Chief Morgan noted that this source had previously assisted authorities in obtaining convictions of other suspects. According to Chief Morgan, the informant identified several individuals allegedly involved in the sale of drugs. Likewise, Sheriff Morgan testified that he relied on information from a reliable informant in authorizing the March 29, 1991 raid. However, none of those persons identified by these informants were owners or employees of the Club; therefore, the search of the Club’s cash register and door receipts was presumptively unreasonable. Moreover, the defendants have offered no evidence that all of the patrons of the Club who were detained at gunpoint and randomly searched were previously identified as engaged in the narcotics trade, or that the defendants had any reason whatsoever to believe that all of the patrons were involved in illegal activity. Absent such evidence or reason to believe, there was not even arguable probable cause to seize and detain every patron and employee of the Club for an hour and a half and search many of those present.
[41] Defendants direct our attention to the consummated drug transactions that preceded each of the raids. Immediately before each raid, an undercover agent did complete a single drug buy from one person inside the Club. There is no question that probable cause existed to arrest and search the narcotics peddler on each of the two occasions. Within minutes of the entry of the SWAT team and other members of the task force at the beginning of the December 14, 1990 raid, the drug seller was identified, arrested, and removed from the premises. After entry during the March 29, 1991 raid, officers attempted in vain to identify and find the one who had sold drugs to the undercover officer a few minutes earlier. If that had been the extent of the intrusion on these two occasions, this would be a different case. But that was not the end of the intrusion. On the contrary, the officers proceeded to detain at gunpoint dozens of citizens for an hour and a half, search a number of them, and search the premises as well. In the process, the officers completely disrupted the business of the Club. All of this was done without even arguable probable cause to justify anything beyond the search and arrest of a single individual on each occasion. [42] Defendants have cited no authority that even suggests that the search and seizure of one suspect in a public place can be bootstrapped into probable cause for a broad-based search of the business establishment and its patrons. More than a decade before the raids in this case, the Supreme Court clearly established the constitutional impropriety of what was done in this case. I Ybarra v. Illinois, 444 U.S. 85, 100 S.Ct. 338, 62 L.Ed.2d 238[43] Id. (Citing Rakas v. Illinois, 439 U.S. 128, 138-43, 148-49, 99 S.Ct. 421, 427-30, 433, 58 L.Ed.2d 387 (1978); Katz v. United States, 389 U.S. 347, 351-52, 88 S.Ct. 507, 511, 19 L.Ed.2d 576Where the standard is probable cause, a search or seizure of a person must be supported by probable cause particularized with respect to that person. This requirement cannot be undercut or avoided by simply pointing to the fact that coincidentally there exists probable cause to search
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or seize another or to search the premises where the person may happen to be. The Fourth and Fourteenth Amendments protect the “legitimate expectations of privacy” of persons, not places.
[45] Id. at 768, 89 S.Ct. at 2043. The defendants had no warrant to search the Club and seize its occupants; they lacked even arguable probable cause to engage in such conduct; and their activities exceeded the bounds of a lawful search incident to an arrest. Under law that had been clearly established years before, the actions alleged to have occurred during the two raids violated the Fourth Amendment. No reasonable law enforcement officer in the circumstances presented here could have believed that probable cause existed to search the entire Club and seize all of its occupants. [46] Defendants place great weight on their contention that exigent circumstances justified the broad search and seizures that occurred during the raids on the Club. We have explained that “[t]he exigent circumstance doctrine provides that when probable cause has been established to believe that evidence will be removed or destroyed before a warrant can be obtained, a warrantless search and seizure can be justified.” United States v. Young, 909 F.2d 442, 446 (11th Cir. 1990), cert. denied,Application of sound Fourth Amendment principles to the facts of this case produces a clear result. The search here [of the defendant’s entire home subsequent to his arrest] went far beyond the petitioner’s person and the area from within which he might have obtained either a weapon or something that could have been used as evidence against him. There was no constitutional justification, in the absence of a search warrant, for extending the search beyond that area.
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[48] Id. at 599, 101 S.Ct. at 2538 (citations omitted) (emphasis in original). Thus, where an act authorizing administrative inspections “fails to tailor the scope and frequency of such administrative inspections to the particular” governmental concern, and “does not provide any standards to guide inspectors either in their selection of establishments to be searched or in the exercise of their authority to search,” a search warrant will be required. Id. at 601, 101 S.Ct. at 2539 (citing Marshall v. Barlow’s, Inc., 436 U.S. 307, 98 S.Ct. 1816, 56 L.Ed.2d 305[T]he Fourth Amendment protects the interest of the owner of property in being free from unreasonable
intrusions onto his property by agents of the government. Inspections of commercial property may be unreasonable if they are not authorized by law or are unnecessary for the furtherance of federal interests. Similarly, warrantless inspections of commercial property may be constitutionally objectionable if their occurrence is so random, infrequent, or unpredictable that the owner, for all practical purposes, has no real expectation that his property will from time to time be inspected by government officials.
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to focus on the information he possessed at the time he authorized the raids. We do so, but we cannot ignore the stark factual distinction between Hardin and the present case: I Hardin there was one suicide; in this case there were two raids. Indeed, at oral argument, Sheriff Morgan’s counsel conceded that after the first raid, Sheriff Morgan was debriefed on how the raid had been conducted. Counsel further acknowledged that what happened at the second raid was materially identical to the events of the first raid. Thus, even if Sheriff Morgan had a reasonable basis for believing that his policies and training were adequate going into the first raid, that fails to explain why he authorized exactly the same conduct three months later in March of 1991, when he had reason to know better.
[52] Similarly, even if Chief Morgan and Officer Dendinger had not been fully aware of the Task Force’s plan of attack before the first raid, as participants in the first raid they had ample opportunity to determine before the second raid was conducted whether the first had comported with constitutional requirements. Upon learning of the manner in which the first raid was conducted, reasonable law enforcement officials would have been on notice that clearly established Fourth Amendment rights had been violated. Willingness to engage in the second raid demonstrated deliberate indifference to those rights, and it reflected accession to and adoption of the policies and procedures employed. [53] We hold that the law was clearly established in December of 1990 and March of 1991 that the Fourth Amendment proscribed the alleged conduct that law enforcement officials, including the individual defendants, engaged in in connection with the raids on the Club. Finding that the plaintiffs have, at a minimum, raised a genuine issue of material fact as to whether these defendants engaged in such conduct, we conclude that the district court properly denied the defendants’ motions for summary judgment on qualified immunity grounds as to the Fourth Amendment claims.[54] b. The Equal Protection Clause Claims
[55] The district court also held that “`the equal protection right to be free from intentional racial discrimination’ was clearly established,” and found “sufficient evidence [adduced by plaintiffs] to create a genuine issue of material fact as to whether the raids may have been racially motivated.” The court specifically pointed to: the statement of Officer Dendinger to Mattie Staples regarding the intention to close the Club down because of the race of the owners and patrons; Sheriff Morgan’s deposition testimony that the black-owned Club was the only one raided in his twenty-one years as sheriff; and evidence of a higher incidence of DUI offenses for blacks than whites in the vicinity of the Club. The court acknowledged that this evidence had “mixed implications,” but held that it was sufficient to raise triable issues of fact.
[57] c. The Due Process Clause Claims
[58] The district court denied the individual defendants’ qualified immunity motions as to the due process claims. We conclude that it erred in doing so.
[60] Id. at 395, 109 S.Ct. at 1871 (emphasis in original). This Court has recently joined the First, Sixth and Ninth Circuits in purporting to narrow the scope of Graham, by holding “that a non-seizure Fourteenth Amendment substantive due process claim of excessive force survives Graham.” Wilson v. Northcutt, 987 F.2d 719, 722 (11th Cir. 1993). However, our 1993 decision in Wilsonall claims that law enforcement officers have used excessive force — deadly or not —
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in the course of an arrest, investigatory stop, or other “seizure” of a free citizen should be analyzed under the Fourth Amendment and its “reasonableness” standard, rather than under a “substantive due process” approach.
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the order denying the summary judgment motions of the individual defendants; those motions were based on the qualified immunity doctrine. Of course, the mere fact that a district court’s order includes a denial of qualified immunity does not mean that all issues addressed in that order are immediately appealable. To be appealable the parts of a summary judgment order addressing other issues must either independently meet the requirements of th Cohen v. Beneficial Indus. Loan Corp., 337 U.S. 541, 546, 69 S.Ct. 1221, 1225, 93 L.Ed. 1528 (1949), test; or, we must be persuaded to exercise our discretionary pendent appellate jurisdiction over them. Because the County Commission’s summary judgment motion was not based upon the qualified immunity doctrine, the exception that permits interlocutory appeals of qualified immunity issues is inapplicable. Instead, the County Commission argues the Cohen collateral order doctrine and, alternatively, seeks to invoke our discretionary pendent appellate jurisdiction power.
[68] a. The Cohen Test
[69] To satisfy Cohen, an order must: (i) “conclusively determine the disputed question,” (ii) “resolve an important issue completely separate from the merits of the action,” and (iii) “be effectively unreviewable on appeal from a final judgment.”Richardson-Merrell, Inc. v. Koller, 472 U.S. 424, 431, 105 S.Ct. 2757, 2761, 86 L.Ed.2d 340 (1985). Applying this test to the present case, it is readily apparent that the Cohen
standard is not met because, for one thing, the question of whether the County may be held liable for the Sheriff’s law enforcement actions is reviewable on appeal from a final judgment. In reaching this conclusion, we reject the County Commission’s attempt to recast the third component of the Cohen
test as an inquiry into whether the Commission’s “`right’ to forego litigation” has been denied. Such a formulation would effectively eviscerate the Cohen test, because many of the erroneous legal rulings of a district court would constitute a denial of a party’s “right” to forego litigation, thereby entitling that party to take an interlocutory appeal. The Cohen
Court could not have intended such a result.
[70] b. Pendent Appellate Jurisdiction
[71] While the doctrine of pendent appellate jurisdiction has received mixed reviews in the courts of appeals, we have given it our blessing in several cases including Schmelz v. Monroe County, 954 F.2d 1540, 1542-43 (11th Cir. 1992), and Stewart v. Baldwin County Bd. of Educ., 908 F.2d at 1508-09.[3] In considering the question of pendent jurisdiction over an Eleventh Amendment immunity defense, the Stewart court found that “[p]endent jurisdiction is properly exercised over nonappealable decisions of the district court when the reviewing court already has jurisdiction over one issue in the case.” Stewart, 908 F.2d at 1509 (citing 9 Moore’s Federal Practice ¶ 110.25 (“[O]nce a case is lawfully before a court of appeals, it does not lack power to do what plainly ought to be done.”)); see also Schmelz, 954 F.2d at 1543 (pendent appellate jurisdiction “is based on concerns for judicial economy”); but see Natale v. Town of Ridgefield, 927 F.2d 101, 104 (2d Cir. 1991) (“Only in exceptional circumstances should litigants, over whom this Court cannot ordinarily exercise jurisdiction, be permitted to ride on the jurisdictional coattails of another party.”). We have stated repeatedly that whether to exercise pendent appellate jurisdiction is discretionary. See, e.g., Akin v. PAFEC Ltd., 991 F.2d 1550, 1563-64 (11th Cir. 1993) (declining to exercise discretion under the pendent appellate jurisdiction doctrine to consider objections to the district court’s ruling on plaintiff’s untimely jury demand); Crymes v. DeKalb County, 923 F.2d 1482, 1485 n. 4 (11th Cir. 1991) (declining to “delineat[e] . . . the scope of our discretion to exercise jurisdiction over issues pendant to an interlocutory appeal from a denial of absolute immunity”). For reasons
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of judicial economy, we choose to exercise our pendent jurisdiction in this instance as we did in the Stewart an Schmelz cases. If the County Commission is correct about the merits in its appeal, reviewing the district court’s order would put an end to the entire case against the County, because there are no pendent state law claims against it.
[72] 2. The Merits of the County Commission’s Appeal[77] Ala. Code § 36-22-3(4) (1991). The Commission contends that no similar law enforcement duty or authority has been bestowed upon the County itself. We agree. Plaintiffs have not cited us to any statutes or decisions indicating that Alabama counties, and their governing commissions, have law enforcement authority or duties. Because Alabama counties are “authorized to do only those things permitted or directed by the legislature of Alabama,” Lockridge v. Etowahthe duty of sheriffs in their respective counties, by themselves or deputies, to ferret out crime, to apprehend and arrest criminals and, insofar as within their power, to secure evidence of crimes in their counties and to present a report of the evidence so secured to the district attorney or assistant district attorney for the county.
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County Comm’n, 460 So.2d 1361, 1363 (Ala.Civ.App. 1984), and because the State has not assigned the counties any law enforcement authority, the sheriff is not exercising county power when he authorizes a raid on suspected criminal activity within his county. At least three federal district court Judges sitting in Alabama that have addressed this issue have reached the same conclusion: Forehand v. Roberts, No. CV-92-A-601-N, slip op. at 2-3 (M.D.Ala. Aug. 11, 1992) (Albritton, J.); Smith v. Arndt,
No. CV-92-H-1227-NE, slip op. at 2-3, 1992 WL 547727 (N.D.Ala. July 14, 1992) (Hancock, J.); and Sanders v. Miller, No. CV-91-N-2804-NE, slip op. at 4-7, 1992 WL 547699 (N.D.Ala. Apr. 13, 1992) (Nelson, J.). Each of those district courts found that unlike the jail function identified in Parker v. Williams,
there is no law enforcement “partnership” between Alabama counties and their sheriffs. We hold that Sheriff Morgan is not the final repository of Chambers County’s general law enforcement authority, because it has none. Therefore, the County Commission is not liable for the Sheriff’s law enforcement actions under 42 U.S.C. § 1983, and it is entitled to summary judgment on the § 1983 claims.
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decision to participate in the allegedly illegal raids of the Capri Club under Section 1983 if Chief Morgan is the final policy-maker for the City in the area of law enforcement” (emphasis added). However, the court declined to grant the City summary judgment “without some assertion that the Plaintiffs cannot prove that Chief Morgan was the final policy-maker in this area.”
[84] The City’s appeal of the district court’s action does not meet the requirements of the Cohen collateral order test, because the order does not conclusively determine the disputed question, and the issue is not unreviewable after final judgment. We also decline to exercise our discretionary pendent appellate jurisdiction, because of the state of the record on the issue. Relying on the Supreme Court’s decisions in Jett v. Dallas Indep. School Dist., 491 U.S. 701, 109 S.Ct. 2702, 105 L.Ed.2d 598 (1989), St. Louis v. Praprotnik, 485 U.S. 112, 108 S.Ct. 915, 99 L.Ed.2d 107 (1988), and Pembaur v. Cincinnati, 475 U.S. 469, 106 S.Ct. 1292, 89 L.Ed.2d 452 (1986), we have previously explained the process required to assess a claim of municipal liability based on a municipal official allegedly acting as a final policymaker:[85] Mandel v. Doe, 888 F.2d 783, 793 (11th Cir. 1989) (citations omitted) (emphasis added). In this case, there is no evidence in the record concerning “the relevant customs and practices having the force of law” which would define the distribution of law enforcement authority between the City and Chief Morgan. Indeed, the district court noted that the parties had not even briefed this issue before it. In light of this significant gap in the record, we will not exercise pendent appellate jurisdiction over the City’s appeal. [86] 2. The Pendent State Law ClaimsUnder this theory of municipal liability, the first step of the inquiry is to identify those individuals whose decisions represent the official policy of the local governmental unit. As already discussed, this is a question of law to be resolved by the trial court judge. In making this determination, the court should examine not only the relevant positive law, including ordinances, rules and regulations, but also the relevant customs and practices having the force of law.
[88] The City, joined by Chief Morgan and Officer Dendinger, urge this Court to exercise pendent jurisdiction over the district court’s denial of summary judgment on these state law claims. We decline to do so. Each of the three defendants against whom state claims survive must proceed to trial on the federal claims anyway. This trial will necessarily include presentation of evidence bearing directly on the state as well as the federal claims. Therefore, judicial economy concerns are not sufficiently implicated to justify use of pendent appellate jurisdiction. In reaching this conclusion, of course, we intimate no view as to the merits of these claims.1. Against Chambers County Commission: no surviving state law claims.
2. Against Sheriff Morgan: no surviving state law claims.
3. Against the City of Wadley: Count III (assault only) and Count IV (negligence) relating to the March, 1991 raid are the only surviving state law claims.
4. Against Chief Morgan: Count III (assault and false imprisonment) and Count IV (negligence) are surviving state law claims.
5. Against Officer Dendinger: Count III (assault and false imprisonment) is the only surviving state law claim.
[89] III. CONCLUSION
[90] As to the district court’s order denying the qualified immunity summary judgment motions of Sheriff Morgan, Chief Morgan, and Officer Dendinger: we AFFIRM that denial insofar as the Fourth Amendment and equal protection claims are concerned; and, we REVERSE that denial insofar as the due process claims for monetary damages are concerned.
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because the actions and policies of Sheriff Morgan cannot be imputed to the County Commission, and because the plaintiffs have failed to offer evidence to establish the involvement of the Commission or any of its members in the alleged violations, the Commission is entitled to summary judgment on all the federal claims. Therefore, summary judgment in favor of the County Commission on Counts I and II of the complaint is due to be granted.
[92] We decline to exercise jurisdiction over the City’s appeal of the district court’s denial of the City’s motion for summary judgment. Our decision here is not meant to foreclose further development of the facts and consideration by the district court of whether Chief Morgan was the final law enforcement decision-maker for the City at the time of the raids. [93] We also decline to exercise jurisdiction over the appeals of the City, Chief Morgan, and Officer Dendinger concerning the district court’s denial of summary judgment to those defendants on the pendent state law claims. [94] Accordingly, we AFFIRM in part, REVERSE in part, and REMAND this case for further proceedings consistent with this opinion.[PUBLISH] IN THE UNITED STATES COURT OF APPEALS FOR THE ELEVENTH CIRCUIT No. 20-10452 D.C.…
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