No. 87-5829.United States Court of Appeals, Eleventh Circuit.
June 14, 1989.
Page 817
Terry S. Nelson, Miami, Fla., for plaintiffs-appellants.
Ronald M. Owen, Orlando, Fla., Harold Lee Schwab, New York City, for American Honda Honda Motor.
R. Benjamine Reid, Miami, Fla., David M. Heilbron, San Francisco, Cal., for Gen. Motors.
Appeal from the United States District Court for the Southern District of Florida.
Before TJOFLAT, FAY and EDMONDSON, Circuit Judges.
TJOFLAT, Circuit Judge:
[1] Charles Taylor and Paula Evans were killed in separate front-end automobile collisions while driving automobiles manufactured by General Motors Corporation and American Honda Motor Co.[1] The personal representatives of their respective estates brought this diversity action[2] against the automobile manufacturers, seeking damages under Florida tort law for the manufacturers’ failure to equip the vehicles with airbags.[3]Page 818
under Florida law, or, alternatively, on the ground that their claims were preempted by the National Traffic and Motor Vehicle Safety Act of 1966, Pub.L. No. 89-563, 80 Stat. 718 (codified as amended at 15 U.S.C. § 1381-1431 (1982 Supp. V 1987)) [hereinafter the Safety Act], and Federal Motor Vehicle Safety Standard 208, 49 C.F.R. § 571.208 (1980), promulgated under the Safety Act. The district court granted the motion without reaching the preemption issue. The plaintiffs now appeal. We affirm.
I.
[2] We begin our review by determining whether appellants’ complaint states claims cognizable under Florida law. Because no Florida appellate court has decided whether an automobile manufacturer can be liable for injuries sustained because it failed to equip an automobile with an airbag,[5] we must anticipate what the Supreme Court of Florida would do if presented with appellants’ claims. See, e.g., Nobs Chem., U.S.A., Inc. v. Koppers Co., 616 F.2d 212, 214 (5th Cir. 1980).[6]
A.
[4] The Supreme Court of Florida has held that automobile manufacturers are answerable for damages in strict liability for design defects in their cars which, although playing no part in causing a primary automobile collision, nevertheless increase or bring about injury to occupants through secondary impacts against the interior of their cars during a collision. See Ford Motor Co. v. Hill, 404 So.2d 1049, 1050-51 (Fla. 1981). The court has recognized two theories of strict liability for such design defects. See generally In re Standard Jury Instructions (Civil Cases), 435 So.2d 782 (Fla. 1983).
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decedents suffered their fatal injuries when they were thrown forward against such objects. Appellants, however, have not alleged in their complaint that their decedents’ seat belts failed to function as intended, or that the injuries their decedents sustained were beyond those “an ordinary consumer” (wearing seat belts) would have expected; we therefore conclude that appellants seek no recovery under this first theory of strict liability.[7]
[6] To recover under Florida’s second theory of strict liability, an injured occupant of an automobile must show (1) that the injury he sustained as a result of the challenged automotive design would have been avoided, or less severe, had the manufacturer used an existing alternative design, and (2) that the enhanced danger posed by the challenged design outweighs the added cost, if any, to the manufacturer of the alternative design.[8] See Cassisi v. Maytag Co., 396 So.2d 1140, 1145-46[9] 49 Fed.Reg. 28,962, 28,985 (1984).[9] This statement, which is contained in the Secretary’sBased on field experience through December 31, 1983, . . . the computed airbag and manual belt effectiveness (as used in the equivalent cars) for fatalities is now the same. This means that airbags would not save any more lives than the belt systems as used in those cars.
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commentary on the Department of Transportation’s 1984 amendments to the automobile safety standard relating to occupant crash protection, appeared in a brief filed by one of the manufacturers, Volkswagen of America, Inc., in support of the defendants’ motion to dismiss appellants’ complaint.[10]
[10] We assume that the district court made its finding that “seat belts and airbags are equally efficacious” by taking judicial notice, pursuant to Fed.R.Evid. 201, of the Secretary’s statement, as cited in Volkswagen’s brief. For purposes of discussion, we further assume that the factual recitation in the statement, “[b]ased on field experience through December 31, 1983, . . . the computed airbag and manual belt effectiveness . . . is now the same,” is not subject to dispute. See United States v. Pabian, 704 F.2d 1533, 1538 (11th Cir. 1983) (Fed.R.Evid. 201(b) “requires that a judicially noticed fact be one `not subject to reasonable dispute’ in that it is `capable of accurate and ready determination by resort to sources whose accuracy cannot reasonably be questioned’ or is generally known.”). Were this all that the Secretary had to say on the subject, one could argue that we should uphold the district court’s finding.[11][12] 49 Fed.Reg. at 28,985 (emphasis added). At another point in her commentary, the Secretary stated that Allstate Insurance Company’s statistics comparing the effectiveness of airbags and seat belts in crash tests revealed that “airbags are more effective than belts in protecting against head and facial injuries.” Id. at 28,967. Then, in concluding her commentary, the Secretary had this to say:Because of limited field experience with airbags, estimating the effectiveness of these devices is very difficult. There are so few cars equipped with airbags and so few cases of serious or fatal injuries that the field experience has no statistical meaning. Based on field experience through December 31, 1983, . . . the computed airbag and manual belt effectiveness (as used in the equivalent cars) for fatalities is now the same. This means that airbags would not save any more lives than the belt systems as used in those cars. But because the data base is so small, we cannot place any confidence in this effectiveness figure.
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[13] Id. at 28,991. When we consider these additional observations concerning the efficacy of seat belts vis-a-vis airbags (or airbags used in combination with seat belts), we conclude that the district court erred in finding that, as a matter of law, seat belts are as effective as airbags and that appellants could not establish a case of strict liability under Florida law.[Airbags and seat belts in combination] provide more protection at higher speeds than safety belts do [alone], and they will provide better protection against several kinds of extremely debilitating injuries (e.g., brain and facial injuries) than safety belts. They also generally spread the impact of a crash better than seatbelts, which are more likely to cause internal injuries or broken bones in the areas of the body where they restrain occupants in severe crashes.
B.
[14] We turn next to appellants’ negligence claims. The Supreme Court of Florida has held that an automobile manufacturer has a duty to use reasonable care in the design of its vehicle to avoid subjecting the user to an unreasonable risk of injury in the event of collision. See Ford Motor Co. v. Evancho, 327 So.2d 201, 204 (Fla. 1976). In the context of the case before us, the question is whether the manufacturers had a duty to protect appellants’ decedents from any of the injuries they sustained in their front-end collisions by equipping the decedents’ automobiles with airbags in addition to seat belts. The district court answered this question in the negative.
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II.
[17] Having found that the failure to provide airbags can serve as a basis for tort liability under Florida law, we must now decide whether such liability is preempted by federal law.[13] The supremacy clause of the United States Constitution requires that all conflicts between federal and state law be resolved in favor of the federal rule. See U.S. Const. art. VI, cl. 2. The supremacy clause therefore prohibits the enforcement of any state law that conflicts with the exercise of federal power. See, e.g., Fidelity Fed. Sav. Loan Ass’n v. de la Cuesta, 458 U.S. 141, 152-53, 102 S.Ct. 3014, 3022, 73 L.Ed.2d 664 (1982).
A.
[20] Before addressing the manufacturers’ two preemption arguments, it is helpful first to describe briefly the history of the Safety Act and the relevant Federal Motor Vehicle Safety Standards promulgated under that Act. The Safety Act was passed by Congress in 1966 in response to the “soaring rate of death and debilitation on the Nation’s highways.” See S.Rep. No. 1301, 89th Cong., 2d Sess. 1, reprinted in 1966 U.S. Code Cong.
Admin. News 2709, 2709. Through the Safety Act, Congress sought to increase automotive safety by authorizing the promulgation of safety standards. See 15 U.S.C. § 1391(2), 1392(a) (1982). The responsibility for promulgating these standards was given first to the Department of Transportation and later to the National Highway Transportation Safety Administration (NHTSA). See
Highway Safety Act of 1970, Pub.L. No. 91-605, § 202(a), 84 Stat. 1713, 1739 (codified at 49 U.S.C. § 105 (1982)).
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[21] The safety standard here at issue, Standard 208, was first adopted in 1967. This standard initially required the installation of manual lap belts in all new automobiles. See 32 Fed.Reg. 2415 (1967). In 1972, NHTSA amended Standard 208 to require a gradual phase-in of passive restraints (i.e., airbags, padded interiors, or automatic seat belts) in all cars. For models made before August 1975, manufacturers were permitted to use manual belts with an ignition interlock system, which prevented a car from starting until the seat belts were fastened See 37 Fed.Reg. 3911-12 (1972). Public outcry against this ignition interlock system prompted Congress in 1974 to amend the Safety Act. The amendment required NHTSA to rescind the ignition interlock standard. It also authorized NHTSA to adopt a standard that permitted manufacturers to install either passive restraint systems or manual belt systems; the amendment, however, prohibited NHTSA from issuing any standard that required B.
[23] We turn now to the manufacturers’ first preemption argument — that the Safety Act “on its face” expressly preempts state common law liability based on the failure to provide airbags. We begin our analysis of this issue by recognizing that a strong presumption exists against finding express preemption when the subject matter, such as the provision of tort remedies to compensate for personal injuries, is one that has traditionally been regarded as properly within the scope of the states’ rights See Rice v. Santa Fe Elevator Corp., 331 U.S. 218, 230, 67 S.Ct. 1146, 1152, 91 L.Ed. 1447 (1947) (“[W]e start with the assumption that the historic police powers of the States [are] not to be superseded by [a] Federal Act unless that [is] the clear and manifest purpose of Congress.”); see also Florida Lime Avocado Growers, Inc. v. Paul, 373 U.S. 132, 142-44, 83 S.Ct. 1210, 1217-18, 10 L.Ed.2d 248 (1963) (no preemption of state law regulating maturity of marketed avocados unless “Congress has unmistakably so ordained”). The task before us, then, is to determine whether the language of the Safety Act “unmistakably” manifests an intent to preempt appellants’ common law claims.
[25] 15 U.S.C. § 1392(d) (1982). The manufacturers claim that this language preempts any state regulation, including a rule of common law,[16] that is not “identical” to the NHTSA safety standards which, at the time of the manufacture of the automobiles in this case, authorized manufacturers to install seat belts instead of airbags. [26] The Safety Act, however, also contains a “savings” clause, which provides:Whenever a Federal motor vehicle safety standard established under this subchapter is in effect, no State or political subdivision of a State shall have any authority either to establish, or to continue in effect, with respect to any motor
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vehicle or item of motor vehicle equipment any safety standard applicable to the same aspect of performance of such vehicle or item of equipment which is not identical to the Federal standard.
[27] Id. § 1397(c). This clause could be read as authorizing the prosecution of “any” common law claims, including those that might establish a rule not identical to the NHTSA safety standards. To reconcile the apparent conflict between the Safety Act’s preemption clause and its savings clause, the manufacturers urge us to interpret narrowly the savings clause as preserving common law liability only for those automobile safety defects that are not specifically addressed by a Safety Standard. [28] Under the construction urged by the manufacturers, the savings clause is deemed merely to indicate that while the NHTSA safety standards are exclusive when they apply, they are not exhaustive. In other words, as one court has concluded, “the clear meaning of the [savings] clause is that compliance with the federal standards does not protect an automobile manufacturer from liability for design or manufacturing defects in connection with matters not covered by the federal standards.” Cox v. Baltimore County, 646 F. Supp. 761, 764 (D.Md. 1986). Such a construction, however, would render the savings clause a mere redundancy since the preemption clause itself provides that where a federal standard does not govern “the same aspect of performance” as the state standard, the state standard is not preempted. See Chrysler Corp. v. Tofany, 419 F.2d 499, 511 (2d Cir. 1969) (no preemption of a safety standard issued by Vermont Department of Transportation that regulated an aspect of performance that was not covered by the NHTSA safety standards) Because we have a duty to give effect, if possible, to every clause of a statute, see United States v. Menasche, 348 U.S. 528, 538-39, 75 S.Ct. 513, 520, 99 L.Ed. 615 (1955), we are inclined to reject the manufacturers’ construction since it would render an entire section of the Safety Act superfluous. [29] An additional factor militating against a finding that the language of the Safety Act expressly preempts appellants’ claims is that Congress did not make explicit reference to state common law in the Act’s preemption clause as it has in the preemption clauses of many other statutes. Congress has long demonstrated an aptitude for expressly barring common law actions when it so desires. See, e.g., Domestic Housing and International Recovery and Financial Stability Act, 12 U.S.C. § 1715z-17(d), -18(e) (Supp. V 1987) (preempting any “State constitution, statute, court decree, common law, rule, or public policy”); Copyright Act of 1976, 17 U.S.C. § 301(a) (1982) (preempting rights “under the common law or statutes of any State”); Employee Retirement Income Security Act of 1974, 29 U.S.C. § 1144(a), (c)(1) (1982) (preempting all state “laws, decisions, rules, regulations, or other StateCompliance with any Federal motor vehicle safety standard issued under this subchapter does not exempt any person from any liability under common law.
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action having the effect of law”). The absence of such an explicit reference to state common law in the Safety Act’s preemption clause therefore counsels against a finding of express preemption. See Stephen v. American Brands, Inc., 825 F.2d 312, 313 (11th Cir. 1987) (adopting decision and reasoning of Cipollone v. Liggett Group, Inc., 789 F.2d 181, 185-86 (3d Cir. 1986), cert. denied, 479 U.S. 1043, 107 S.Ct. 907, 93 L.Ed.2d 857 (1987), which held that failure of preemptive language in federal Cigarette Labeling and Advertising Act to include an explicit reference to state common law claims was grounds for concluding that there was no express preemption); Ferebee v. Chevron Chem. Co., 736 F.2d 1529, 1542-43 (D.C. Cir.) (same construction applied to Federal Insecticide, Fungicide, and Rodenticide Act preemption claim), cert. denied, 469 U.S. 1062, 105 S.Ct. 545, 83 L.Ed.2d 432 (1984).
[30] The manufacturers urge us to attach little importance to this omission because, they claim, Congress in 1966 did not contemplate the possibility that a state tort action might exist that would effectively create a state design standard conflicting with a federal safety standard.[17] We find this argument unpersuasive. A review of tort law circa 1966 reveals that crashworthiness litigation, “although then a relatively recent phenomenon, was not so new as to catch the Congress unawares.”Wood v. General Motors Corp., 865 F.2d 395, 421 (1st Cir. 1988) (Selya, J., dissenting). While the seminal case recognizing that automobile manufacturers can be held liable for injuries due to the impact of occupants against objects inside a vehicle as a result of a collision, Larsen v. General Motors Corp., 391 F.2d 495 C.
[32] Having found that the language of the Safety Act does not expressly preempt appellants’ tort claims, we turn next to whether congressional intent to preempt appellants’ claims may be inferred under the principles of implied preemption. Our analysis begins with the principle that federal law preempts state law when state law creates “a potential frustration of the administrative scheme provided by [the federal law],” Howard v. Uniroyal, Inc., 719 F.2d 1552, 1562 (11th Cir. 1983), or when the state law “interferes with the methods by which the federal statute was designed to
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reach [its] goal.” International Paper Co. v. Ouellette, 479 U.S. 481, 494, 107 S.Ct. 805, 813, 93 L.Ed.2d 883 (1987). This principle of implied preemption applies whether the federal law is embodied in a statute or a regulation, see Fidelity Fed. Sav. Loan Ass’n v. de la Cuesta, 458 U.S. 141, 153, 102 S.Ct. 3014, 3022, 73 L.Ed. 2d 664 (1982) (holding that “[f]ederal regulations have no less pre-emptive effect than federal statutes”), and whether the state law is rooted in a statute, regulation, or common law rule. See Stephen v. American Brands, Inc., 825 F.2d 312, 313 (11th Cir. 1987) (adopting decision and reasoning of Cipollone v. Liggett Group, Inc., 789 F.2d 181, 187 (3d Cir. 1986), cert. denied, 479 U.S. 1043, 107 S.Ct. 907, 93 L.Ed.2d 857 (1987), which held that “the duties imposed through state common law damage actions have the effect of requirements that are capable of creating an obstacle to the accomplishment and execution of the full purposes and objectives of Congress”).
[33] There are two important differences between the analysis we employ in determining whether a state law is expressly preempted by federal law and that which we use in approaching questions of implied preemption. First, in contrast to the strong presumption against preemption that we apply in determining whether the language of a federal statute or regulation expressly preempts state law, no such presumption is applicable in deciding whether state law conflicts with federal law, even where the subject of the state law is a matter traditionally regarded as properly within the scope of the states’ rights. See Felder v. Casey,Page 827
[36] In pressing their implied preemption arguments in this appeal, each side relies extensively on the legislative history of the Safety Act and Safety Standard 208. As is often the case with legislative history, however, both sides have succeeded in gleaning passages that bolster their contrary positions.[19][38] Id. at 155, 102 S.Ct. at 3023. (footnote omitted). [39] de la Cuesta governs this case. It holds that a state common law rule cannot take away the flexibility provided by a federal regulation, and cannot prohibit the exercise of a federally granted option. See id. In accordance with de la Cuesta, we conclude that a state common law rule that would, in effect, remove the element of choice authorized in Safety Standard 208 would frustrate the federal regulatory scheme. We therefore hold that appellants’ theory of recovery is impliedly preempted by Safety Standard 208 and the Safety Act.[20]The conflict does not evaporate because the Board’s regulation simply permits, but does not compel, federal savings and loans to include due-on-sale clauses in their contracts and to enforce those provisions when the security property is transferred. The Board consciously has chosen not to mandate use of due-on-sale clauses “because [it] desires to afford associations the flexibility to accommodate special situations and circumstances.” 12 C.F.R. § 556.9(f)(1) (1982). Although compliance with both § 545.8-3(f) and the [state common law] rule may not be “a physical impossibility,” Florida Lime Avocado Growers, Inc. v. Paul, 373 U.S. [132] at 142-43, 83 S.Ct. [1210] at 1217 [10 L.Ed.2d 248 (1963)], the California courts have forbidden a federal savings and loan to enforce a due-on-sale clause solely “at its option” and have deprived the lender of the “flexibility” given it by the Board.
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III.
[40] In sum, we find that Florida’s tort law doctrines of strict liability and negligence would recognize a claim against a manufacturer for its failure to equip an automobile with airbags, but hold that such a claim is preempted by federal law. We therefore affirm the district court’s dismissal of appellants’ suit.
The complaint before us is the fifth amended complaint appellants have filed in this case. The original complaint was brought by Jodie Ziemba, who had been injured in a front-end collision while driving a Ford automobile. She sued Ford Motor Company, General Motors Corporation, and Chrysler Corporation to recover damages on behalf of herself and others injured in front-end automobile collisions. The first and second amended complaints added two new plaintiffs as well as additional defendants, including most of the automobile manufacturers selling cars in the United States. Upon motion by the defendants, the district court dismissed the second amended complaint and allowed plaintiffs thirty days leave to amend. The plaintiffs subsequently filed third and fourth amended complaints, both of which simply added more plaintiffs. Finally, in order to make the pleadings uniform, the plaintiffs voluntarily dismissed their third and fourth amended complaints and filed a fifth amended complaint. The district court thereafter granted defendants’ joint motion to dismiss that complaint with prejudice. All of the plaintiffs who were still in the case then appealed. Thereafter, all except the two appellants presently before us dismissed their appeals. These two appellants now challenge the district court’s rulings relating to their individual personal injury claims; they do not challenge the district court’s refusal to certify this case as a class action.
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