No. 83-8769.United States Court of Appeals, Eleventh Circuit.
May 20, 1985. Rehearing and Rehearing En Banc Denied July 9, 1985.
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Clyde M. Taylor, Jr., Tallahassee, Fla., for Meester.
John M. Sims, Albion, Mich., for Tumulty.
N.C. Deday Larene, Detroit, Mich., for Haas.
Stephen Marc Slepin, Tallahassee, Fla., for Sawyer.
William P. Adams, Asst. U.S. Atty., Macon, Ga., for plaintiff-appellee.
Appeals from the United States District Court for the Middle District of Georgia.
Before RONEY and HENDERSON, Circuit Judges, and TUTTLE, Senior Circuit Judge.
ALBERT J. HENDERSON, Circuit Judge:
[1] The appellants, Constance Haas Meester, Jeanne Sanfratello Tumulty, Robert Haas and Edward Conrad Sawyer, were charged in a multiple count indictment with various drug related offenses. The evidence adduced by the government at the trial established the existence of a loosely organized group of people engaged in the importation and possession of marijuana with the intent to distribute. The government primarily relied on the testimony of witnesses who were actual participants in the importation and possession scheme and who testified pursuant to plea bargains or in exchange for immunity from prosecution. Meester, Tumulty, Haas, Sawyer, and Herman Whitlow were tried before a jury in the United States District Court for the Middle District of Georgia. At the conclusion of the evidence, the district court granted a directed verdict in favor of Haas and Sawyer on one count. The jury thereafter convicted the appellants on all remaining counts. All five defendants filed notices of appeal. On September 25, 1984, Whitlow’s appeal was dismissed as moot because of his death. We now affirm the convictions of Meester, Tumulty, Haas and Sawyer. [2] I. FactsPage 871
Florida each time with approximately 1,250 pounds of marijuana. Following the third trip, Kersting traveled to Texas and remained there for several months.
[4] In April, 1980, Kersting, accompanied by Garry Childers, returned to West Palm Beach, Florida, and moved into a house rented by McNelis in Boynton Beach, Florida. Kersting and Corry subsequently made two trips to Jamaica for McNelis in a Piper Navajo, registration number N9251Y, purchased by Corry on February 28, 1980 for $104,020.00 in cash. The purchase order, signed by “J. McHenry,” listed Aircraft Amalgamated Corporation as the purchaser. [5] In mid-April, 1980, McNelis, Kersting and Childers traveled from south Florida to the residence of Robert Haas, McNelis’s father, in Valdosta, Georgia. Subsequently, Haas paid $8,400.00 in cash for a trip to the Caribbean in a Lear Jet for the purpose of locating Corry, who was stranded on one of the islands. In addition, McNelis provided Childers with $5,980.00 cash to purchase a pickup truck with a camper shell for use in transporting marijuana. While in Valdosta, Childers saw Meester depart Haas’s residence in a rental car with a trunk full of marijuana. McNelis and Kersting returned to Florida in McNelis’s Cadillac. Childers followed in the pickup truck, which was loaded with approximately 200 pounds of marijuana. Upon their return to the house in Boynton Beach, the marijuana was transferred to Tumulty. [6] On April 29, 1980, McNelis purchased her own Piper Navajo airplane, registration number N72599, because Corry was no longer able to work McNelis’s smuggling schedule around his airplanes. Corry purchased the plane for $113,380.00 with cash provided by McNelis. The purchase order was signed “Harrison Williams,” vice president of United Equity Title Company, a Florida corporation organized by Sawyer. [7] In early May, 1980, McNelis, Kersting and Childers moved into a house in Gulfstream, Florida. During May, Kersting and Corry imported three 1,250 pound loads of marijuana from Jamaica to south Florida for McNelis in Piper Navajo N72599. Haas made arrangements for the transportation in Jamaica. On May 29, 1980, Palm Beach County, Florida Sheriff’s deputies seized Piper Navajo N72599 at Palm Beach International Airport after observing the suspicious circumstances of its landing. Apparently at Corry’s suggestion, McNelis asked Sawyer to obtain the release of the plane. On June 11, 1980, Sawyer signed an Indemnification and Hold Harmless Agreement in which he agreed to hold the Palm Beach County Sheriff’s office harmless for acts surrounding the release of the aircraft. In the agreement, Sawyer represented that he held all the stock in United Equity Title Company, the registered owner of N72599. [8] In mid-June, 1980, McNelis traded Piper Navajo N72599 to an airplane dealer in Memphis, Tennessee in exchange for a Beechcraft Queenair, N5595L, and a Cessna 421, N2960Q. Sawyer registered the aircraft in Florida corporations he organized, namely, Queen Bee-ch, Incorporated and Violet’s Aviation Corporation. According to Childers’s testimony, McNelis wanted to register the planes in corporate names because they would be easier to retrieve if they were seized by the authorities. [9] McNelis and Kersting subsequently traveled to Jamaica to check on the price and quality of marijuana to be imported into the United States on the Queenair. Upon their return from Jamaica, McNelis was arrested coming through Customs. Childers testified that he picked up Kersting and they then contacted Sawyer to assist in securing her release. In July, 1980, Sawyer introduced McNelis, who was in the market for a pilot to replace Frank Corry, to Frank Marrs, an Eastern Airlines pilot on a medical furlough who was Sawyer’s close friend. Marrs agreed to smuggle marijuana in the Queenair for $50,000.00 per trip and to maintain both the Queenair and the Cessna 421 at his private airstrip in Lake Placid, Florida. [10] In late July and early August, 1980, Marrs made modifications to the QueenairPage 872
to increase its range and stability for smuggling use. Arrangements were made to use an airport in Sylvester, Georgia for offloading purposes and Childers rented a house on Sherwood Drive in Valdosta, Georgia to store the marijuana. McNelis, Meester, Kersting and Childers subsequently met to make plans to bring a load of marijuana from Jamaica into Georgia. Meester traveled to Jamaica to arrange for the marijuana. Following preparations, Frank Marrs and Kersting flew the Queenair to Jamaica carrying $37,000.00 in cash. No Customs Form 4790, a report on the international transportation of currency, was filed with Customs agents. Upon landing in Jamaica, Kersting gave the money to Meester. Marrs and Kersting picked up a cargo of approximately 1,100 pounds of marijuana and flew it into the Sylvester, Georgia airport. Childers offloaded the marijuana and drove it to the Sherwood Drive address in Valdosta. McNelis and Tumulty, assisted by Childers, inspected and weighed the marijuana and sold it to two purchasers. On August 18, 1980, Meester paid $13,323.22 cash for a new Datsun 280ZX automobile.
[11] Approximately a month after the August importation, Haas and Meester traveled to Jamaica to formulate a deal for a second load of marijuana. On October 5, 1980, Marrs and Kersting flew the Queenair to Jamaica. Kersting carried $56,000.00 in cash obtained from McNelis, again without filing a Form 4790. When they arrived in Jamaica, Kersting gave the money to Haas and then proceeded to load 1,350 pounds of marijuana on the plane. Marrs and Kersting returned to Sylvester, Georgia, where Childers and Dennis Dabbs offloaded the marijuana and took it to the house in Sherwood Drive in Valdosta. Tumulty subsequently secured a purchaser from Michigan by the name of Ron Joslin for this second cargo. Joslin arrived in Valdosta with approximately $70,000.00 in cash. [12] McNelis gave Kersting $37,000.00 of the cash obtained from Joslin to purchase a third load of marijuana. On October 10, 1980, Marrs and Kersting again flew the Queenair to Jamaica. No Form 4790 was filed for the currency. Upon landing, Kersting gave the money to a Jamaican for delivery to Haas. Kersting and Marrs then transported 1,350 pounds of marijuana to the Sylvester airport. Childers and Dennis Dabbs offloaded the marijuana and took it to a second stash house in Valdosta. Joslin again purchased most of the third load of marijuana, some of it on credit. [13] Around October 23, 1980, McNelis, Kersting and Marrs traveled to Michigan to check on the marijuana purchased by Joslin on credit. While in Michigan, McNelis sought Sawyer’s advice on how to collect the money, but declined to use the person he recommended because of the 50% collection fee. Tumulty, who had accompanied Joslin on his return to Michigan, received several payments from Joslin. Kersting took $90,000.00 of the cash and departed company with McNelis. Joslin subsequently returned the marijuana he was unable to sell to Childers who drove it to South Carolina at the direction of McNelis. [14] Shortly before Thanksgiving in November, 1980, Haas and Childers traveled to Jamaica for the purpose of setting up the fourth importation. Childers carried $20,000.00 in cash, given to him at the Miami Airport by Haas, for which no Form 4790 had been filed. Haas remained in Jamaica to make preparations and Childers returned to the United States. After receiving $65,000.00 in cash from McNelis, Marrs and another pilot flew the Queenair to Jamaica where they received 1,650 pounds of marijuana. Upon their return to Sylvester, Childers and Dabbs took the marijuana to a third stash house in Valdosta. Meester and Doug Meester, her boyfriend at the time, went to the stash house where McNelis requested Doug Meester’s assistance in selling the marijuana. When she was unable to sell the marijuana, McNelis moved it to another house near Valdosta where she stored it until early January, 1981. [15] In December, 1980, Frank Marrs made several trips to Valdosta for the purpose of collecting approximately $112,000.00 owedPage 873
him for his services. On his last visit, he left a black Toronado automobile at McNelis’s residence. Shortly after Christmas, 1980, Ed Sawyer also traveled to Valdosta where he met with McNelis to discuss money owed to him by McNelis. McNelis gave Sawyer some marijuana and he departed in the Toronado.
[16] McNelis and Childers met with Tumulty and John Parrella at Tumulty’s residence in south Florida in late December, 1980 where they discussed the money owed to Marrs and the fact that he was holding the Queenair because of the dispute over the debt. McNelis and Childers met with Marrs the following day in an effort to resolve the controversy. Marrs told McNelis that he would fly for her or return the airplane after he was paid. Later that day, at the direction of McNelis and Tumulty, Childers and John Parrella drove Marrs to a rural area in Palm Beach County, Florida where Parrella shot and killed Marrs. [17] In January, 1981, McNelis transported the last load of marijuana from Valdosta to Michigan and then to the area around Boulder, Colorado. Childers and Tumulty went to Boulder where they met with McNelis. Tumulty informed McNelis that some buyers were coming to look at the marijuana. McNelis subsequently returned to Georgia while Haas traveled to Colorado to attempt to locate purchasers. During the period from January, 1981 to July, 1981, McNelis and Haas both requested the assistance of Gary Scott in selling the marijuana in Boulder. Scott’s efforts were largely unsuccessful so Haas retrieved the marijuana. Sometime in August, 1981, Haas contacted Scott with a complaint that some of the marijuana was missing and he and McNelis went to Boulder in an attempt to resolve their complaint. [18] The appellants were indicted in the United States District Court for the Middle District of Georgia on the following charges:[19] The district court granted Haas’s and Sawyer’s motions for directed verdict on Count 16. The jury found all of the appellants guilty as charged.[1] [20] On appeal, Meester, Tumulty, Haas and Sawyer jointly and separately challenge their convictions on numerous grounds. All the appellants contend that the district court erred (1) in admitting evidence of the murder of Frank Marrs, (2) in admitting George Kersting’s testimony of his drug smuggling activities with McNelis, Frank Corry and others between November, 1979 and April, 1980, (3) in charging the jury on the vicarious liability theory of Pinkerton v. United States, 328 U.S. 640,Count 1: Conspiracy to import marijuana from Jamaica into the United States, 21 U.S.C. § 952, 960, 963
(all appellants); Count 2: Conspiracy to distribute and to possess with intent to distribute marijuana, 21 U.S.C. § 841(a)(1), 846 (all appellants);
Counts 3, 5, 7, 9: Importation of marijuana, or aiding and abetting the same, on August 17, 1980, October 5, 1980, October 10, 1980, and November 23, 1980, 21 U.S.C. § 952(a) and 18 U.S.C. § 2 (all appellants);
Counts 4, 6, 8, 10: Possession with intent to distribute marijuana, or aiding and abetting the same, on August 17, 1980, October 5, 1980, October 10, 1980, and November 23, 1980, 21 U.S.C. § 841(a)(1) and 18 U.S.C. § 2 (all appellants);
Counts 12-15: Transporting United States currency in excess of $5,000.00 to Jamaica without filing a report, and aiding and abetting the same, 31 U.S.C. § 5316, 5322 and 18 U.S.C. § 2 (Haas and Meester, counts 12-14; Haas, count 15);
Count 16: Conspiracy to attempt to avoid income taxes and to defraud the United States, 18 U.S.C. § 371
(Haas and Sawyer).
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66 S.Ct. 1180, 90 L.Ed. 1489 (1946) and (4) in failing to instruct on multiple conspiracies. Meester, Haas and Sawyer complain of the district court’s preliminary instruction to the jury with respect to the deliberation process. Meester and Sawyer claim that the evidence was insufficient to sustain their convictions. Meester, Tumulty and Sawyer urge that the district court abused its discretion in denying their motions for severance. Meester and Tumulty appeal from the denial of their motions for recusal, and, finally, Meester contends that her sentence was excessive and confusing. We address each argument in turn.
[21] II. Admission of Testimony[22] (A) Marrs’s homicidePage 875
Rule 403 permits the exclusion of relevant evidence if the district court finds that the probative value of the evidence is substantially outweighed by the danger of unfair prejudice to the defendant. Courts have characterized Rule 403 as an extraordinary remedy to be used sparingly because it permits the trial court to exclude otherwise relevant evidence. Ebanks v. Great Lakes Dredge Dock Co., 688 F.2d 716, 723 (11th Cir. 1982) cert. denied, 460 U.S. 1083, 103 S.Ct. 1774, 76 L.Ed.2d 346
(1983); United States v. Pirolli, 673 F.2d 1200, 1203 (11th Cir.), cert. denied, 459 U.S. 871, 103 S.Ct. 157, 74 L.Ed.2d 131 (1982); United States v. Thevis, 665 F.2d 616, 633 (5th Cir. Unit B), cert. denied, 456 U.S. 1008, 102 S.Ct. 2300, 73 L.Ed.2d 1303; 458 U.S. 1109, 102 S.Ct. 3489, 73 L.Ed.2d 1370; 459 U.S. 825, 103 S.Ct. 57, 74 L.Ed.2d 61
(1982).[4] The United States Court of Appeals for the Fifth Circuit stated in United States v. McRae, 593 F.2d 700 (5th Cir.), cert. denied, 444 U.S. 862, 100 S.Ct. 128, 62 L.Ed.2d 83 (1979)[5] that:
[27] Id. at 707 (emphasis in original). See also United States v. King, 713 F.2d 627, 631 (11th Cir. 1983), cert. denied,Relevant evidence is inherently prejudicial; but it is only unfair prejudice, substantially
outweighing probative value, which permits exclusion of relevant matter under Rule 403. Unless trials are to be conducted on scenarios, on unreal facts tailored and sanitized for the occasion, the application of Rule 403 must be cautious and sparing. Its major function is limited to excluding matter of scant or cumulative probative force, dragged in by the heels for the sake of its prejudicial effect. As to such, Rule 403 is meant to relax the iron rule of relevance, to permit the trial judge to preserve the fairness of the proceedings by exclusion despite its relevance. It is not designed to permit the court to “even out” the weight of the evidence, to mitigate a crime, or to make a contest where there is little or none.
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when it ruled on the admission of the evidence, although it declined suggestions to hear the evidence out of the presence of the jury. In addition, the district court instructed the jury that evidence of the homicide was admitted solely to show that “the participants in [the] conspiracy for the purpose of continuing to carry out [the] conspiracy committed an overt act, an act in furtherance of the conspiracy.” The court cautioned that no one was on trial for Marrs’s murder and the evidence was not admitted for the purpose of proving the murder. Record, Vol. 5, at 98. The trial court also instructed the jury to determine each defendant’s membership in the conspiracies based only upon the acts and statements of that defendant and to consider each defendant’s case separately and individually. Record, Vol. 6, at 39, 52. Accordingly, we conclude that the district court properly exercised its discretion in admitting evidence of the homicide See United States v. Robinson, 635 F.2d 363, 365 (5th Cir. Unit B) (per curiam) (when marijuana transaction fell apart, appellants kidnapped individual with intent to hold him until either marijuana or money was forthcoming; court found evidence of kidnapping highly probative of conspiracy to possess with intent to distribute and of specific intent), cert. denied, 452 U.S. 916, 101 S.Ct. 3050, 69 L.Ed.2d 419 (1981); United States v. Johnson, 575 F.2d 1347, 1366, 1367 (5th Cir. 1978) (testimony of hitting, kicking and threats of death in attempt to collect money owed on a marijuana transaction related to substance of offense charged, i.e., conspiracy to import marijuana, because it showed the continuing nature of the conspiracy and was therefore properly admitted), cert. denied, 440 U.S. 907, 99 S.Ct. 1213, 1214, 59 L.Ed.2d 454 (1979) See also United States v. Benton, 637 F.2d 1052, 1057 (5th Cir. Unit B 1981) (“The prejudicial effect of the evidence may be reduced by the manner in which the evidence is introduced, e.g., elimination of inflammatory or unnecessary details from the presentation, and by cautionary instructions from the trial judge.”)
[29] The cases relied on by the appellants do not dictate a contrary result. In United States v. Sanchez, 722 F.2d 1501, 1508-09Page 877
testimony concerning his drug smuggling activities with McNelis, Frank Corry and other conspirators between November, 1979 and April, 1980. They assert that the evidence was irrelevant to the charges against them and that the prejudicial effect of admitting the evidence outweighed its probative value. They also maintain that Kersting’s testimony was excludable under Fed.R.Evid. 404(b).[7] We find no merit to these arguments.
[32] The indictment alleged that the conspiracies began November 1, 1979. Kersting testified that between November, 1979 and April, 1980, he and Frank Corry made several flights to Jamaica for McNelis in order to pick up loads of marijuana. His testimony served to establish a background for the later substantive acts charged in the indictment and was therefore relevant to prove the existence and purpose of the ongoing conspiracies and to establish the significance of later acts. The evidence was not inadmissible simply because one or another of the appellants was not implicated in the ongoing conspiracies until after April, 1980. See United States v. Michel, 588 F.2d 986, 1002 (5th Cir.) (one who knowingly joins a conspiracy is liable for the acts of his coconspirators occurring before his association with the conspiracy), cert. denied, 444 U.S. 825, 100 S.Ct. 47, 62 L.Ed.2d 32 (1979); United States v. Reynolds, 511 F.2d 603, 607Page 878
60 L.Ed.2d 666, 1049 (1979). Numerous decisions reflect this court’s acceptance of the Pinkerton theory of vicarious liability in cases involving drug conspiracies and substantive drug violations. See, e.g., United States v. Carrascal-Olivera, 755 F.2d 1446, 1451-52 (11th Cir. 1985); United States v. Luis-Gonzalez, 719 F.2d 1539, 1545 n. 4 (11th Cir. 1983) United States v. Harris, 713 F.2d 623, 626 (11th Cir. 1983); United States v. Monaco, 702 F.2d 860, 881 (11th Cir. 1983); United States v. Diaz, 655 F.2d 580, 584-85
(5th Cir. Unit B 1981), cert. denied, 455 U.S. 910, 102 S.Ct. 1257, 71 L.Ed.2d 448 (1982); United States v. Hodges, 606 F.2d 520, 523 (5th Cir. 1979), cert. denied, 444 U.S. 1035, 100 S.Ct. 708, 62 L.Ed.2d 671 (1980) Michel, 588 F.2d at 999; United States v. Decker, 543 F.2d 1102, 1103-04 (5th Cir. 1976), cert. denied, 431 U.S. 906, 97 S.Ct. 1700, 52 L.Ed.2d 390 (1977). A defendant charged with conspiracy and the substantive offense “normally will be responsible for the substantive crime under th Pinkerton theory and also may be responsible for the substantive crime under an aiding and abetting theory.” Monaco, 702 F.2d at 881 (footnote omitted).
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[40] (B) Failure to instruct on multiple conspiraciesPage 880
should be phrased “in terms of specific elements of prejudice”). Therefore, the appellants must show that failure to give the instruction amounted to plain error. United States v. White, 611 F.2d 531, 536 (5th Cir.), cert. denied, 446 U.S. 992, 100 S.Ct. 2978), 64 L.Ed.2d 849 (1980); United States v. Wentland, 582 F.2d 1022, 1025 (5th Cir. 1978) cert. denied, 439 U.S. 1133, 99 S.Ct. 1056, 59 L.Ed.2d 96
(1979). Plain error is “error which, when examined in the context of the entire case, is so obvious that failure to notice it would seriously affect the fairness, integrity and public reputation of judicial proceedings.” United States v. Russell, 703 F.2d 1243, 1248 (11th Cir. 1983) (citation omitted).
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430 U.S. 947, 97 S.Ct. 1584, 51 L.Ed.2d 794 (1977).
[47] IV. Sufficiency of the EvidencePage 882
[53] As noted above, Meester does not challenge her conviction for conspiracy to import. Therefore, under the principle o Pinkerton v. United States, she is chargeable as a member of the conspiracy for the substantive acts of importation committed by her coconspirators in October and November, 1980. There is no merit to the argument that these acts of importation were not a reasonably foreseeable consequence of the agreement. Having found ample evidence to sustain Meester’s conviction for conspiracy to possess, we likewise find her liable for the substantive acts of possession by her coconspirators. [54] Finally, Meester challenges her convictions for knowingly and willfully transporting currency in an amount exceeding $5,000.00 beyond a United States border without filing the report required by 31 U.S.C. § 5316(a)(1)(A) in violation of 31 U.S.C. § 5322(b). There need not be independent evidence of Meester’s direct participation in each substantive count for which she was convicted because, under Pinkerton, she can be guilty of the substantive offense if there existed sufficient evidence for the jury to conclude that the acts were committed by other conspirators and that such acts were a reasonably foreseeable part of the conspiracy. Such a finding is supported by the record. Kersting testified that on the dates in question, he carried sums of money well in excess of $5,000.00 to Jamaica with the knowledge that he was required to file Customs Form 4790. Record, Vol. 4, at 128-31. None of the conspirators filed the required form. See United States v. Warren, 612 F.2d 887 (5th Cir.) (en banc) (defendant must have knowledge of reporting requirement and specific intent to commit crime), cert. denied, 446 U.S. 956, 100 S.Ct. 2928, 64 L.Ed.2d 815 (1980); United States v. Granda, 565 F.2d 922 (5th Cir. 1978) (same). These acts were designed to facilitate the importation and possession of marijuana, the very goals of the charged conspiracies. They were thus clearly foreseeable. The evidence was sufficient to sustain Meester’s conviction on these substantive counts. [55] (B) SawyerPage 883
under 21 U.S.C. § 846, 963. See Bain, 736 F.2d at 1485 Cole, 704 F.2d at 557. Having sustained Sawyer’s conspiracy convictions, we likewise uphold his convictions on the substantive counts under the rationale of Pinkerton v. United States.[13]
[58] V. Remaining Assignments of Error[59] (A) Motions for severancePage 884
the defendant been tried separately. Some degree of bias is inherent in a joint trial. Alvarez, 755 F.2d at 857. Furthermore, demonstrating that the evidence was stronger against a co-defendant does not satisfy the burden. United States v. Johnson, 713 F.2d 633, 640 (11th Cir. 1983), cert. denied,
___ U.S. ___, 104 S.Ct. 1447, 79 L.Ed.2d 766 (1984). The fact that every member of the conspiracy was not present at every stage of the conspiracy is not such a disparity in the evidence as would confuse the jury. Id. An instruction that the jury should consider the case against each defendant separately limits the likelihood of a “spill-over” effect. Id.
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664 F.2d at 1002-03; Phillips, 637 F.2d at 1020. An exception to the general rule that the bias must stem from an extrajudicial source exists where “such pervasive bias and prejudice is shown by otherwise judicial conduct as would constitute bias against a party.” Davis v. Board of School Commissioners, 517 F.2d 1044, 1051 (5th Cir. 1975), cert. denied, 425 U.S. 944, 96 S.Ct. 1685, 48 L.Ed.2d 188 (1976).
[67] Here, neither appellant has demonstrated the requisite personal bias. The trial judge learned of McNelis’s escape in his capacity as presiding judge. He responded to the escape in a manner designed to ensure Meester’s appearance in court. His comments to Meester’s bondsman were of a judicial, rather than a personal, nature. Meester’s accusations of personal bias are undercut by the fact that the judge allowed her to remain free on appeal bond and granted her post-trial request for permission to travel. The judge’s denial of her motion for disclosure of electronic surveillance likewise does not support a finding of personal bias because, again, he acted on the motion in his capacity as presiding judge. [68] Tumulty’s factual allegations also do not raise an inference of personal bias or prejudice. Rather than seek prompt appellate review with respect to the trial court’s in camera review of the evidence, Tumulty filed a motion to disqualify the judge. The factual allegations of her affidavit, which we must accept as true, show that the judge received the information in his judicial capacity. Accordingly, she has failed to show bias stemming from an extrajudicial source. See United States v. Phillips, 664 F.2d at 1003. Tumulty also failed to comply with the timeliness requirement of section 144. The trial commenced on October 11, 1983. Tumulty filed her motion on October 7, 1983. From these facts, we cannot say that the district judge abused his discretion in denying the recusal motions. [69] (C) Sentence review[72] Record, Vol. 6 at 90-91. The written judgment and commitment order provided the maximum terms of imprisonment for the various counts. Service of these sentences was “to run consecutively until a total confinement of TEN (10) YEARS is reached; thereafter, counts shall run concurrently,” for a “total sentence of TEN (10) YEARS confinement, a fine of FIVE THOUSAND ($5,000.00) DOLLARS and a Special Parole Term of FIVE (5) YEARS.” Record, Vol. 2, at 492. From these recitations, it is evident that the trial judge clearly intended to sentence Meester to a prison term of ten years. Under 18 U.S.C. § 4205(a), she willI’m going to impose on each and everyone of you the maximum sentence of imprisonment and fine on each and every count to run consecutive until the following totals are reached. As to Mr. Haas, 20 years, a $100,000 fine to be followed by a special parole term of 10 years. When the total is reached, then the sentences run concurrently. On Ms. Tumulty, 20 years, $100,000 fine, special parole term of 10 years. Ms. Meester, 10 years, a $5,000 fine, special parole term of 5 years.
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be eligible for release on parole after serving one-third of this sentence. There is no merit to her argument that her sentence is unconstitutionally excessive.
[73] The judgments of conviction are AFFIRMED.Although relevant, evidence may be excluded if its probative value is substantially outweighed by the danger of unfair prejudice, confusion of the issues, or misleading the jury, or by considerations of undue delay, waste of time, or needless presentation of cumulative evidence.
All relevant evidence is admissible, except as otherwise provided by the Constitution of the United States, by Act of Congress, by these rules, or by other rules prescribed by the Supreme Court pursuant to statutory authority. Evidence which is not relevant is not admissible.
Other crimes, wrongs, or acts. Evidence of other crimes, wrongs, or acts is not admissible to prove the character of a person in order to show that he acted in conformity therewith. It may, however, be admissible for other purposes, such as proof of motive, opportunity, intent, preparation, plan, knowledge, identity, or absence of mistake or accident.
If you ladies and gentlemen find a defendant guilty of conspiracy, you may also find that particular defendant guilty of a substantive offense, provided that the evidence as to the substantive offense proves the offense beyond a reasonable doubt; shows that the offense was committed by a member of the conspiracy pursuant to the conspiracy and at the time it was committed, the particular defendant was a member of the conspiracy. So, it is that a defendant may be found guilty of a substantive offense even though he did not participate in the act constituting that offense. The reason for this is that under the law, a member of a conspiracy who commits a substantive offense pursuant to a conspiracy is the agent of all who are then members of the conspiracy and all who are members may be found guilty on account of the conduct of their agent, their fellow member of the conspiracy. So, in determining whether or not each defendant is guilty of the substantive offenses, you may consider the conduct of the defendant in question, as well as the conduct of any member of the conspiracy if you have found the defendant to be a member thereof, as long as those requirements are met.
Record, Vol. 6, at 46.
At the close of the evidence or at such earlier time during the trial as the court reasonably directs, any party may file written requests that the court instruct the jury on the law as set forth in the requests. At the same time copies of such requests shall be furnished to adverse parties. The court shall inform counsel of its proposed action upon the requests prior to their arguments to the jury, but the court shall instruct the jury after the arguments are completed. No party may assign as error any portion of the charge or omission therefrom unless he objects thereto before the jury retires to consider its verdict, stating distinctly the matter to which he objects and the grounds of his objection. Opportunity shall be given to make the objection out of the hearing of the jury and, on request of any party, out of the presence of the jury.
Mr. Erion: Your Honor, you also charged that they — they’re instructed the jury that there were two separate conspiracies charged in the indictment.
The Court: Yes sir.
Mr. Erion: And, then you stated that you charged on the — just the theory of separate conspiracies in relation only to those two but you did not instruct the Jury that they could not find a defendant guilty of participating in some conspiracy other than those, just charged on the general theory of conspiracy. The Court: All right, yes, sir. All right. The reason for that is I don’t foresee of any case. Mr. Erion: Well, I would respectfully except that.
The Court: All right.
Record, Vol. 6, at 57-58.
Now, only when you have heard all the evidence, the argument of the lawyers and the instructions of the Court, will you be in the position to make up your mind about this case. Until we reach that point, don’t do anything to make up your mind. We know it’s normal for fourteen people to talk about the case when you’re together at a break, talk about a witness or in general. There’s nothing wrong with chit chat. The prohibition is that you do nothing to make up your mind as to whether or not you will believe a witness or more than one witness or whether or not it then looks like somebody is guilty or innocent. Just keep those decisions in reserve until we reach the end of the case. Remember that a law suit is just like a novel. You know when you read a novel, you don’t know the whole story until you get to the last word on the last page and when you’re acting as a juror in a criminal case, you don’t know the whole story until you have heard all the evidence and the argument and the law. So, only then will you know the whole story and be in position to make up your mind about the case. So, please do nothing to make up your mind until we reach that point.
Record, Vol. 3, at 5-6.
Joinder of Defendants. Two or more defendants may be charged in the same indictment or information if they are alleged to have participated in the same act or transaction or in the same series of acts or transactions constituting an offense or offenses. Such defendants may be charged in one or more counts together or separately and all of the defendants need not be charged in each count.
If it appears that a defendant or the government is prejudiced by a joinder of offenses or of defendants in an indictment or information or by such joinder for trial together, the court may order an election or separate trials of counts, grant a severance of defendants or provide whatever other relief justice requires. In ruling on a motion by a defendant for severance the court may order the attorney for the government to deliver to the court for inspection in camera any statements or confessions made by the defendants which the government intends to introduce in evidence at the trial.
Whenever a party to any proceeding in a district court makes and files a timely and sufficient affidavit that the judge before whom the matter is pending has a personal bias or prejudice either against him or in favor of any adverse party, such judge shall proceed no further therein, but another judge shall be assigned to hear such proceeding.
The affidavit shall state the facts and the reasons for the belief that bias or prejudice exists, and shall be filed not less than ten days before the beginning of the term at which the proceeding is to be heard, or good cause shall be shown for failure to file it within such time. A party may file only one such affidavit in any case. It shall be accompanied by a certificate of counsel of record stating that it is made in good faith.
28 U.S.C. § 455 provides in pertinent part:
(a) Any justice, judge, or magistrate of the United States shall disqualify himself in any proceeding in which his impartiality might reasonably be questioned.
(b) He shall also disqualify himself in the following circumstances:
(1) Where he has a personal bias or prejudice concerning a party. . . .
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